0001127602-17-005076.txt : 20170210
0001127602-17-005076.hdr.sgml : 20170210
20170210201635
ACCESSION NUMBER: 0001127602-17-005076
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170210
DATE AS OF CHANGE: 20170210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alkermes plc.
CENTRAL INDEX KEY: 0001520262
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981007018
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
BUSINESS PHONE: 00-353-1-772-8000
MAIL ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC
DATE OF NAME CHANGE: 20110804
FORMER COMPANY:
FORMER CONFORMED NAME: Antler Science Two Ltd
DATE OF NAME CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIBERSTEIN KATHRYN L
CENTRAL INDEX KEY: 0001235595
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35299
FILM NUMBER: 17595397
MAIL ADDRESS:
STREET 1: 88 SIDNEY ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 021394136
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2016-12-31
0
0
0001520262
Alkermes plc.
ALKS
0001235595
BIBERSTEIN KATHRYN L
852 WINTER ST.
WALTHAM
MA
02451
1
EVP/CAO/CCO Alks Inc; Sec ALKS
Ordinary Shares
38687
D
Ordinary Shares
36848
I
By 2015 GRAT
Ordinary Shares
57152
I
By 2016 GRAT
Excludes 57,152 shares previously owned indirectly by the Kathryn L. Biberstein 2015 Grantor Retained Annuity Trust dated December 11, 2015 (the "2015 GRAT"), which were first transferred to the reporting person's direct beneficial ownership on December 13, 2014 pursuant to an annuity payment under the 2015 GRAT and subsequently contributed to the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT") on December 14, 2016. Both the annuity payment and the contribution to the 2016 GRAT were exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
Shares held by the 2016 GRAT. The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT.
/s/ Jennifer Baptiste, attorney-in-fact for Kathryn L. Biberstein
2017-02-10