0001127602-17-005076.txt : 20170210 0001127602-17-005076.hdr.sgml : 20170210 20170210201635 ACCESSION NUMBER: 0001127602-17-005076 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alkermes plc. CENTRAL INDEX KEY: 0001520262 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981007018 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 BUSINESS PHONE: 00-353-1-772-8000 MAIL ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC DATE OF NAME CHANGE: 20110804 FORMER COMPANY: FORMER CONFORMED NAME: Antler Science Two Ltd DATE OF NAME CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIBERSTEIN KATHRYN L CENTRAL INDEX KEY: 0001235595 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35299 FILM NUMBER: 17595397 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 021394136 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0001520262 Alkermes plc. ALKS 0001235595 BIBERSTEIN KATHRYN L 852 WINTER ST. WALTHAM MA 02451 1 EVP/CAO/CCO Alks Inc; Sec ALKS Ordinary Shares 38687 D Ordinary Shares 36848 I By 2015 GRAT Ordinary Shares 57152 I By 2016 GRAT Excludes 57,152 shares previously owned indirectly by the Kathryn L. Biberstein 2015 Grantor Retained Annuity Trust dated December 11, 2015 (the "2015 GRAT"), which were first transferred to the reporting person's direct beneficial ownership on December 13, 2014 pursuant to an annuity payment under the 2015 GRAT and subsequently contributed to the Kathryn L. Biberstein 2016 Annuity Trust dated December 9, 2016 (the "2016 GRAT") on December 14, 2016. Both the annuity payment and the contribution to the 2016 GRAT were exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended. Shares held by the 2015 GRAT. The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT. Shares held by the 2016 GRAT. The Reporting Person is a trustee and beneficiary of the 2016 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2016 GRAT. /s/ Jennifer Baptiste, attorney-in-fact for Kathryn L. Biberstein 2017-02-10