0001127602-16-069523.txt : 20161208 0001127602-16-069523.hdr.sgml : 20161208 20161208175839 ACCESSION NUMBER: 0001127602-16-069523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alkermes plc. CENTRAL INDEX KEY: 0001520262 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981007018 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 BUSINESS PHONE: 00-353-1-772-8000 MAIL ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC DATE OF NAME CHANGE: 20110804 FORMER COMPANY: FORMER CONFORMED NAME: Antler Science Two Ltd DATE OF NAME CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIBERSTEIN KATHRYN L CENTRAL INDEX KEY: 0001235595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35299 FILM NUMBER: 162042402 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 021394136 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-06 0001520262 Alkermes plc. ALKS 0001235595 BIBERSTEIN KATHRYN L 852 WINTER ST. WALTHAM MA 02451 1 EVP/CAO/CCO Alks Inc; Sec ALKS Ordinary Shares 2016-12-06 4 M 0 5000 14.38 A 43687 D Ordinary Shares 2016-12-06 4 S 0 5000 56.2422 D 38687 D Ordinary Shares 2016-12-07 4 M 0 5000 14.38 A 43687 D Ordinary Shares 2016-12-07 4 S 0 4100 56.499 D 39587 D Ordinary Shares 2016-12-07 4 S 0 900 57.1139 D 38687 D Ordinary Shares 2016-12-08 4 M 0 4145 14.38 A 42832 D Ordinary Shares 2016-12-08 4 S 0 4145 55.4179 D 38687 D Ordinary Shares 94000 I By 2015 GRAT Non Qualified Stock Option (Right to Buy) 14.38 2016-12-06 4 M 0 5000 0 D 2016-12-12 Ordinary Shares 5000 9145 D Non Qualified Stock Option (Right to Buy) 14.38 2016-12-07 4 M 0 5000 0 D 2016-12-12 Ordinary Shares 5000 4145 D Non Qualified Stock Option (Right to Buy) 14.38 2016-12-08 4 M 0 4145 0 D 2016-12-12 Ordinary Shares 4145 0 D This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.92 to $56.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.99 to $56.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 to $57.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.01 to $55.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT. These options are fully vested in accordance with their terms. /s/ Jennifer Baptiste, attorney-in-fact for Kathryn L. Biberstein 2016-12-08