0001127602-16-069523.txt : 20161208
0001127602-16-069523.hdr.sgml : 20161208
20161208175839
ACCESSION NUMBER: 0001127602-16-069523
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161206
FILED AS OF DATE: 20161208
DATE AS OF CHANGE: 20161208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alkermes plc.
CENTRAL INDEX KEY: 0001520262
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981007018
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
BUSINESS PHONE: 00-353-1-772-8000
MAIL ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC
DATE OF NAME CHANGE: 20110804
FORMER COMPANY:
FORMER CONFORMED NAME: Antler Science Two Ltd
DATE OF NAME CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIBERSTEIN KATHRYN L
CENTRAL INDEX KEY: 0001235595
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35299
FILM NUMBER: 162042402
MAIL ADDRESS:
STREET 1: 88 SIDNEY ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 021394136
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-12-06
0001520262
Alkermes plc.
ALKS
0001235595
BIBERSTEIN KATHRYN L
852 WINTER ST.
WALTHAM
MA
02451
1
EVP/CAO/CCO Alks Inc; Sec ALKS
Ordinary Shares
2016-12-06
4
M
0
5000
14.38
A
43687
D
Ordinary Shares
2016-12-06
4
S
0
5000
56.2422
D
38687
D
Ordinary Shares
2016-12-07
4
M
0
5000
14.38
A
43687
D
Ordinary Shares
2016-12-07
4
S
0
4100
56.499
D
39587
D
Ordinary Shares
2016-12-07
4
S
0
900
57.1139
D
38687
D
Ordinary Shares
2016-12-08
4
M
0
4145
14.38
A
42832
D
Ordinary Shares
2016-12-08
4
S
0
4145
55.4179
D
38687
D
Ordinary Shares
94000
I
By 2015 GRAT
Non Qualified Stock Option (Right to Buy)
14.38
2016-12-06
4
M
0
5000
0
D
2016-12-12
Ordinary Shares
5000
9145
D
Non Qualified Stock Option (Right to Buy)
14.38
2016-12-07
4
M
0
5000
0
D
2016-12-12
Ordinary Shares
5000
4145
D
Non Qualified Stock Option (Right to Buy)
14.38
2016-12-08
4
M
0
4145
0
D
2016-12-12
Ordinary Shares
4145
0
D
This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.92 to $56.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.99 to $56.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 to $57.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.01 to $55.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Shares held by the Kathryn L. Biberstein 2015 Annuity Trust dated December 11, 2015 (the "2015 GRAT"). The Reporting Person is a trustee and beneficiary of the 2015 GRAT and may be deemed to hold voting and dispositive power with regard to the reported shares held by the 2015 GRAT.
These options are fully vested in accordance with their terms.
/s/ Jennifer Baptiste, attorney-in-fact for Kathryn L. Biberstein
2016-12-08