0001628280-19-000899.txt : 20190204 0001628280-19-000899.hdr.sgml : 20190204 20190204170031 ACCESSION NUMBER: 0001628280-19-000899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mateus-Tique Jaime CENTRAL INDEX KEY: 0001352656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 19564747 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 wf-form4_154931761732904.xml FORM 4 X0306 4 2019-02-01 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001352656 Mateus-Tique Jaime C/O LIQUIDITY SERVICES, INC. 6931 ARLINGTON ROAD, SUITE 200 BETHESDA MD 20814 1 0 0 0 Common Stock 2019-02-01 4 J 0 14615 8.50 A 88068 D Common Stock 468262 I By the Em El 2007 Irrevocable Trust Common Stock 163208 I By the Jaime Mateus-Tique 2005 Irrevocable Trust Restricted Stock Grant 2019-02-01 4 J 0 14615 D 2028-02-01 Common Stock 14615.0 0 D Employee Stock Grant 2019-02-01 4 A 0 11176 A 2029-02-01 Common Stock 11176.0 11176 D Employee Stock Option 6.29 2026-02-01 Common Stock 79082.0 79082 D Employee Stock Option 21.53 2024-02-01 Common Stock 20061.0 20061 D Employee Stock Option 40.11 2023-02-01 Common Stock 5954.0 5954 D Employee Stock Option 42.31 2022-02-01 Common Stock 5328.0 5328 D Employee Stock Option 14.3 2021-02-01 Common Stock 15012.0 15012 D Employee Stock Option 11.77 2020-02-01 Common Stock 18612.0 18612 D Employee Stock Option 12.02 2017-10-01 Common Stock 76000.0 0 D Employee Stock Option 17.63 2016-09-21 Common Stock 47500.0 0 D Represents the vesting of restricted stock. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. These restricted shares became fully vested on February 1, 2019. Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. These options became fully vested on February 1, 2017. These options became fully vested on February 1, 2015. These options became fully vested on February 1, 2014. These options became fully vested on February 1, 2013. These options became fully vested on February 1, 2012. These options became fully vested on February 1, 2011. These options expired on October 1, 2017 without being exercised. These options expired on September 21, 2016 without being exercised. /s/ Mark A. Shaffer, by power of attorney 2019-02-04