0001235468-20-000185.txt : 20201014 0001235468-20-000185.hdr.sgml : 20201014 20201014161640 ACCESSION NUMBER: 0001235468-20-000185 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mateus-Tique Jaime CENTRAL INDEX KEY: 0001352656 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 201239228 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 5 1 wf-form5_160270658228518.xml FORM 5 X0306 5 2020-09-30 0 0 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001352656 Mateus-Tique Jaime C/O LIQUIDITY SERVICES, INC. 6931 ARLINGTON ROAD, SUITE 200 BETHESDA MD 20814 1 0 0 0 Common Stock 159685 D Common Stock 2020-09-22 5 G 0 1800 0 D 157885 D Common Stock 468262 I By the Em El 2007 Irrevocable Trust Common Stock 163208 I By the Jaime Mateus-Tique 2005 Irrevocable Trust Stock Option 14.3 2012-02-01 2021-02-01 Common Stock 15012.0 15012 D Stock Option 42.31 2013-02-01 2022-02-01 Common Stock 5328.0 5328 D Stock Option 40.11 2014-02-01 2023-02-01 Common Stock 5954.0 5954 D Stock Option 21.53 2015-02-01 2024-02-01 Common Stock 20061.0 20061 D Stock Option 6.29 2017-02-01 2026-02-01 Common Stock 79082.0 79082 D These options became fully vested on February 1, 2012. These options became fully vested on February 1, 2013. These options became fully vested on February 1, 2014. These options became fully vested on February 1, 2015. These options became fully vested on February 1, 2017. /s/ Mark A. Shaffer, by power of attorney 2020-10-14