0001209191-23-020729.txt : 20230323 0001209191-23-020729.hdr.sgml : 20230323 20230323160805 ACCESSION NUMBER: 0001209191-23-020729 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230206 FILED AS OF DATE: 20230323 DATE AS OF CHANGE: 20230323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daunt John CENTRAL INDEX KEY: 0001774667 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 23756264 MAIL ADDRESS: STREET 1: C/O 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522209244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 6931 ARLINGTON ROAD STREET 2: SUITE 200 CITY: BETHESDA STATE: MD ZIP: 20814 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2023-02-06 2023-02-08 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001774667 Daunt John 6931 ARLINGTON ROAD SUITE 200 BETHESDA MD 20814 0 1 0 0 EVP & CCO 0 Common Stock 2023-02-06 4 M 0 1590 6.69 A 54129 I By The Daunt Family Trust Common Stock 2023-02-06 4 M 0 7185 9.46 A 61314 I By The Daunt Family Trust Common Stock 2023-02-06 4 S 0 8775 14.00 D 52539 I By The Daunt Family Trust The reporting person exercised 4,457 options on February 6, 2023. 2,867 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 1,590 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 4,457 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person. The reporting person exercised 29,920 options on February 6, 2023. 22,735 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 7,185 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 29,920 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person. The Form 4 filed on February 8, 2023 correctly reported the sale of 8,775 shares. This line is included on this Form 4/A to correct the amount of securities beneficially owned following the reported transactions. /s/ Mark A. Shaffer, by power of attorney 2023-03-23