0001179110-16-018497.txt : 20160203 0001179110-16-018497.hdr.sgml : 20160203 20160203192925 ACCESSION NUMBER: 0001179110-16-018497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC CENTRAL INDEX KEY: 0001235468 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 BUSINESS PHONE: 2024676868 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W. STREET 2: 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mateus-Tique Jaime CENTRAL INDEX KEY: 0001352656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51813 FILM NUMBER: 161386469 MAIL ADDRESS: STREET 1: 1920 L STREET, N.W., 6TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 4 1 edgar.xml FORM 4 - X0306 4 2016-02-01 0 0001235468 LIQUIDITY SERVICES INC LQDT 0001352656 Mateus-Tique Jaime C/O LIQUIDITY SERVICES, INC. 1920 L STREET, N.W., 6TH FLOOR WASHINGTON DC 20036 1 0 0 0 Common Stock 57668 D Common Stock 468262 I By the Em El 2007 Irrevocable Trust Common Stock 163208 I By the Jaime Mateus-Tique 2005 Irrevocable Trust Employee Stock Option 6.29 2016-02-01 4 A 0 79082 0 A 2026-02-01 Common Stock 79082 79082 D Restricted Stock Grant 6.29 2016-02-01 4 A 0 6041 0 A 2026-02-01 Common Stock 6041 6041 D Employee Stock Option 21.53 2024-02-01 Common Stock 20061 20061 D Employee Stock Option 40.11 2023-02-01 Common Stock 5954 5954 D Employee Stock Option 42.31 2022-02-01 Common Stock 5328 5328 D Employee Stock Option 14.30 2021-02-01 Common Stock 15012 15012 D Employee Stock Option 11.77 2020-02-01 Common Stock 18612 18612 D Employee Stock Option 12.02 2017-10-01 Common Stock 76000 76000 D Employee Stock Option 17.63 2016-09-21 Common Stock 47500 47500 D These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2017. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2017. These options became fully vested on February 1, 2015. These options became fully vested on February 1, 2014. These options became fully vested on February 1, 2013. These options became fully vested on February 1, 2012. These options became fully vested on February 1, 2011. These options became fully vested on October 1, 2012. These options became fully vested on September 21, 2010. /s/ James E. Williams, by power of attorney 2016-02-03