0000950170-24-106442.txt : 20240913
0000950170-24-106442.hdr.sgml : 20240913
20240913170654
ACCESSION NUMBER: 0000950170-24-106442
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240912
FILED AS OF DATE: 20240913
DATE AS OF CHANGE: 20240913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Celaya Jorge
CENTRAL INDEX KEY: 0001406206
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51813
FILM NUMBER: 241298526
MAIL ADDRESS:
STREET 1: 1920 L STREET NW
STREET 2: 6TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIQUIDITY SERVICES INC
CENTRAL INDEX KEY: 0001235468
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 522209244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 6931 ARLINGTON ROAD
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 2024676868
MAIL ADDRESS:
STREET 1: 6931 ARLINGTON ROAD
STREET 2: SUITE 200
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
ownership.xml
4
X0508
4
2024-09-12
0001235468
LIQUIDITY SERVICES INC
LQDT
0001406206
Celaya Jorge
C/O LIQUIDITY SERVICES, INC.
6931 ARLINGTON ROAD, SUITE 200
BETHESDA
MD
20814
false
true
false
false
EVP & Chief Financial Officer
false
Common Stock
2024-09-12
4
S
false
10000
22.03
D
52407
D
Common Stock
2024-09-13
4
S
false
2259
22.49
D
50148
D
Stock Option Grant
6.69
2029-12-03
Common Stock
13770
13770
D
Stock Option Grant
9.46
2030-12-01
Common Stock
55050
55050
D
Stock Option Grant
9.46
2030-12-01
Common Stock
55050
55050
D
Stock Option Grant
22.2
2031-12-07
Common Stock
7740
7740
D
Stock Option Grant
22.2
2031-12-07
Common Stock
7740
7740
D
Stock Option Grant
14
2032-12-23
Common Stock
16640
16640
D
Stock Option Grant
14
2032-12-23
Common Stock
16640
16640
D
Stock Option Grant
17.31
2033-12-22
Common Stock
21640
21640
D
Stock Option Grant
17.31
2033-12-22
Common Stock
21640
21640
D
Restricted Stock Unit Grant
2025-01-01
Common Stock
2487
2487
D
Restricted Stock Unit Grant
2026-01-01
Common Stock
4975
4975
D
Restricted Stock Unit Grant
2026-01-01
Common Stock
8720
8720
D
Restricted Stock Unit Grant
2027-01-01
Common Stock
15532
15532
D
Restricted Stock Unit Grant
2026-01-01
Common Stock
20710
20710
D
Restricted Stock Unit Grant
2028-01-01
Common Stock
26775
26775
D
Restricted Stock Unit Grant
2027-01-01
Common Stock
26775
26775
D
12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.
12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.
These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
12/48th will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.
Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January
1, 2024, January 1, 2025 and January 1, 2026.
Twenty-five percent of this restricted stock unit grant vested on January 1, 2024 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.
/s/ Mark A. Shaffer, by power of attorney
2024-09-13