0001209191-21-050430.txt : 20210809
0001209191-21-050430.hdr.sgml : 20210809
20210809172337
ACCESSION NUMBER: 0001209191-21-050430
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210806
FILED AS OF DATE: 20210809
DATE AS OF CHANGE: 20210809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 211157532
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-06
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2021-08-06
4
M
0
931
16.60
A
40523
D
Common Stock
2021-08-06
4
M
0
463
39.76
A
40986
D
Common Stock
2021-08-06
4
M
0
242
67.27
A
41228
D
Common Stock
2021-08-06
4
S
0
1636
175.05
D
39592
D
Stock Option (right to buy)
16.60
2021-08-06
4
M
0
931
0.00
D
2028-01-23
Common Stock
931
8386
D
Stock Option (right to buy)
39.76
2021-08-06
4
M
0
463
0.00
D
2029-01-28
Common Stock
463
9723
D
Stock Option (right to buy)
67.27
2021-08-06
4
M
0
242
0.00
D
2030-03-12
Common Stock
242
7515
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024.
Executive Vice President, Chief Legal Officer, and Secretary
/s/ Miles Treakle, Attorney-in-Fact
2021-08-09