0001209191-21-040702.txt : 20210615 0001209191-21-040702.hdr.sgml : 20210615 20210615180228 ACCESSION NUMBER: 0001209191-21-040702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 211019909 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-14 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2021-06-14 4 M 0 4742 13.84 A 44334 D Common Stock 2021-06-14 4 M 0 1863 16.60 A 46197 D Common Stock 2021-06-14 4 M 0 926 39.76 A 47123 D Common Stock 2021-06-14 4 M 0 485 67.27 A 47608 D Common Stock 2021-06-14 4 S 0 3274 140.00 D 44334 D Common Stock 2021-06-14 4 S 0 4742 141.04 D 39592 D Stock Option (right to buy) 13.84 2021-06-14 4 M 0 4742 0.00 D 2027-02-09 Common Stock 4742 0 D Stock Option (right to buy) 16.60 2021-06-14 4 M 0 1863 0.00 D 2028-01-23 Common Stock 1863 10249 D Stock Option (right to buy) 39.76 2021-06-14 4 M 0 926 0.00 D 2029-01-28 Common Stock 926 10649 D Stock Option (right to buy) 67.27 2021-06-14 4 M 0 485 0.00 D 2030-03-12 Common Stock 485 7999 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.971 to $141.05, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on January 1, 2021. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023. 25% of the total shares subject to the option vested and became exercisable on March 5, 2021, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on March 5, 2024. Executive Vice President, Chief Legal Officer, and Secretary /s/ Miles Treakle, Attorney-in-Fact 2021-06-15