0001209191-21-002721.txt : 20210108
0001209191-21-002721.hdr.sgml : 20210108
20210108163703
ACCESSION NUMBER: 0001209191-21-002721
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210106
FILED AS OF DATE: 20210108
DATE AS OF CHANGE: 20210108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 21517942
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-06
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2021-01-06
4
M
0
1186
13.84
A
35951
D
Common Stock
2021-01-06
4
M
0
931
16.60
A
36882
D
Common Stock
2021-01-06
4
M
0
463
39.76
A
37345
D
Common Stock
2021-01-06
4
S
0
1100
153.04
D
36245
D
Common Stock
2021-01-06
4
S
0
980
154.79
D
35265
D
Common Stock
2021-01-06
4
S
0
500
155.50
D
34765
D
Common Stock
2021-01-06
4
S
0
1214
157.01
D
33551
D
Stock Option (right to buy)
13.84
2021-01-06
4
M
0
1186
0.00
D
2027-02-09
Common Stock
1186
4742
D
Stock Option (right to buy)
16.60
2021-01-06
4
M
0
931
0.00
D
2028-01-23
Common Stock
931
14907
D
Stock Option (right to buy)
39.76
2021-01-06
4
M
0
463
0.00
D
2029-01-28
Common Stock
463
12964
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.42 to $153.385, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (5) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.50 to $155.31, inclusive.
This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on September 10, 2019, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.97 to $157.9344, inclusive.
25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
Executive Vice President, Chief Legal Officer, and Secretary
/s/ Miles Treakle, Attorney-in-Fact
2021-01-07