0001209191-21-002721.txt : 20210108 0001209191-21-002721.hdr.sgml : 20210108 20210108163703 ACCESSION NUMBER: 0001209191-21-002721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 21517942 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-06 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2021-01-06 4 M 0 1186 13.84 A 35951 D Common Stock 2021-01-06 4 M 0 931 16.60 A 36882 D Common Stock 2021-01-06 4 M 0 463 39.76 A 37345 D Common Stock 2021-01-06 4 S 0 1100 153.04 D 36245 D Common Stock 2021-01-06 4 S 0 980 154.79 D 35265 D Common Stock 2021-01-06 4 S 0 500 155.50 D 34765 D Common Stock 2021-01-06 4 S 0 1214 157.01 D 33551 D Stock Option (right to buy) 13.84 2021-01-06 4 M 0 1186 0.00 D 2027-02-09 Common Stock 1186 4742 D Stock Option (right to buy) 16.60 2021-01-06 4 M 0 931 0.00 D 2028-01-23 Common Stock 931 14907 D Stock Option (right to buy) 39.76 2021-01-06 4 M 0 463 0.00 D 2029-01-28 Common Stock 463 12964 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.42 to $153.385, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (5) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.50 to $155.31, inclusive. This prearranged sale was effected pursuant to a written authorization executed by the Reporting Person on September 10, 2019, and represents shares required to be sold to cover tax withholding obligations in connection with the vesting of restricted stock units. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.97 to $157.9344, inclusive. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023. Executive Vice President, Chief Legal Officer, and Secretary /s/ Miles Treakle, Attorney-in-Fact 2021-01-07