0001209191-20-062543.txt : 20201209
0001209191-20-062543.hdr.sgml : 20201209
20201209165406
ACCESSION NUMBER: 0001209191-20-062543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201207
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 201378369
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-07
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2020-12-07
4
M
0
1185
13.84
A
35950
D
Common Stock
2020-12-07
4
M
0
932
16.60
A
36882
D
Common Stock
2020-12-07
4
M
0
463
39.76
A
37345
D
Common Stock
2020-12-07
4
S
0
2180
167.57
D
35165
D
Common Stock
2020-12-07
4
S
0
400
168.63
D
34765
D
Stock Option (right to buy)
13.84
2020-12-07
4
M
0
1185
0.00
D
2027-02-09
Common Stock
1185
5928
D
Stock Option (right to buy)
16.60
2020-12-07
4
M
0
932
0.00
D
2028-01-23
Common Stock
932
15838
D
Stock Option (right to buy)
39.76
2020-12-07
4
M
0
463
0.00
D
2029-01-28
Common Stock
463
13427
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.16 to $168.00, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.44 to $168.75, inclusive.
25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
Executive Vice President, Chief Legal Officer, and Secretary
/s/ Miles Treakle, Attorney-in-Fact
2020-12-09