0001209191-20-054167.txt : 20201007 0001209191-20-054167.hdr.sgml : 20201007 20201007173027 ACCESSION NUMBER: 0001209191-20-054167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201006 FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 201229688 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-06 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2020-10-06 4 M 0 1185 13.84 A 35950 D Common Stock 2020-10-06 4 M 0 931 16.60 A 36881 D Common Stock 2020-10-06 4 M 0 463 39.76 A 37344 D Common Stock 2020-10-06 4 S 0 2579 140.00 D 34765 D Stock Option (right to buy) 13.84 2020-10-06 4 M 0 1185 0.00 D 2027-02-09 Common Stock 1185 8299 D Stock Option (right to buy) 16.60 2020-10-06 4 M 0 931 0.00 D 2028-01-23 Common Stock 931 17702 D Stock Option (right to buy) 39.76 2020-10-06 4 M 0 463 0.00 D 2029-01-28 Common Stock 463 14353 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2020. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023. Executive Vice President, Chief Legal Officer, and Secretary /s/ Alesia Lee Pinney 2020-10-07