0001209191-20-031042.txt : 20200520 0001209191-20-031042.hdr.sgml : 20200520 20200520192643 ACCESSION NUMBER: 0001209191-20-031042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 20899578 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-18 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2020-05-18 4 M 0 3553 12.34 A 38318 D Common Stock 2020-05-18 4 M 0 3556 13.84 A 41874 D Common Stock 2020-05-18 4 M 0 660 16.60 A 42534 D Common Stock 2020-05-18 4 S 0 2669 104.59 D 39865 D Common Stock 2020-05-18 4 S 0 5100 105.32 D 34765 D Common Stock 2020-05-20 4 M 0 2135 16.60 A 36900 D Common Stock 2020-05-20 4 M 0 1389 39.76 A 38289 D Common Stock 2020-05-20 4 S 0 3524 109.00 D 34765 D Stock Option (right to buy) 12.34 2020-05-18 4 M 0 3553 0.00 D 2026-06-16 Common Stock 3553 0 D Stock Option (right to buy) 13.84 2020-05-18 4 M 0 3556 0.00 D 2027-02-09 Common Stock 3556 9484 D Stock Option (right to buy) 16.60 2020-05-18 4 M 0 660 0.00 D 2028-01-23 Common Stock 660 20768 D Stock Option (right to buy) 16.60 2020-05-20 4 M 0 2135 0.00 D 2028-01-23 Common Stock 2135 18633 D Stock Option (right to buy) 39.76 2020-05-20 4 M 0 1389 0.00 D 2029-01-28 Common Stock 1389 14816 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.98, inclusive. Upon request by the Issuer, any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.08 to $105.99, inclusive. 25% of the total shares subject to the option vested and became exercisable on May 5, 2017, and 1/48th of the total shares subject to the option vested and became exercisable monthly thereafter such that the option was fully vested and exercisable on May 5, 2020. 25% of the total shares subject to the option vested and became exercisable on January 1, 2018, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021. 25% of the total shares subject to the option vested and became exercisable on January 1, 2019, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. 25% of the total shares subject to the option vested and became exercisable on January 1, 2020, and 1/48th of the total shares subject to the option vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023. Executive Vice President, General Counsel, and Secretary /s/ Alesia Lee Pinney 2020-05-20