0001209191-20-007584.txt : 20200207
0001209191-20-007584.hdr.sgml : 20200207
20200207172912
ACCESSION NUMBER: 0001209191-20-007584
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200206
FILED AS OF DATE: 20200207
DATE AS OF CHANGE: 20200207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 20588544
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-06
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2020-02-06
4
M
0
3552
12.34
A
27264
D
Common Stock
2020-02-06
4
M
0
3556
13.84
A
30820
D
Common Stock
2020-02-06
4
M
0
2794
16.60
A
33614
D
Common Stock
2020-02-06
4
M
0
6017
39.76
A
39631
D
Common Stock
2020-02-06
4
S
0
7004
88.58
D
32627
D
Common Stock
2020-02-06
4
S
0
8915
89.21
D
23712
D
Stock Option (right to buy)
12.34
2020-02-06
4
M
0
3552
0.00
D
2026-06-16
Common Stock
3552
3553
D
Stock Option (right to buy)
13.84
2020-02-06
4
M
0
3556
0.00
D
2027-02-09
Common Stock
3556
13040
D
Stock Option (right to buy)
16.60
2020-02-06
4
M
0
2794
0.00
D
2028-01-23
Common Stock
2794
21428
D
Stock Option (right to buy)
39.76
2020-02-06
4
M
0
6017
0.00
D
2029-01-28
Common Stock
6017
16205
D
Includes 304 shares purchased under the Avalara, Inc. 2018 Employee Stock Purchase Plan on January 31, 2020.
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.90 to $88.88, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.95 to $89.76, inclusive.
The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020.
The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
The option vested and became exercisable as to 25% of the total shares on January 1, 2020, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023.
Executive Vice President, General Counsel, and Secretary
/s/ Alesia Lee Pinney
2020-02-07