0001209191-20-007584.txt : 20200207 0001209191-20-007584.hdr.sgml : 20200207 20200207172912 ACCESSION NUMBER: 0001209191-20-007584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200206 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 20588544 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-06 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2020-02-06 4 M 0 3552 12.34 A 27264 D Common Stock 2020-02-06 4 M 0 3556 13.84 A 30820 D Common Stock 2020-02-06 4 M 0 2794 16.60 A 33614 D Common Stock 2020-02-06 4 M 0 6017 39.76 A 39631 D Common Stock 2020-02-06 4 S 0 7004 88.58 D 32627 D Common Stock 2020-02-06 4 S 0 8915 89.21 D 23712 D Stock Option (right to buy) 12.34 2020-02-06 4 M 0 3552 0.00 D 2026-06-16 Common Stock 3552 3553 D Stock Option (right to buy) 13.84 2020-02-06 4 M 0 3556 0.00 D 2027-02-09 Common Stock 3556 13040 D Stock Option (right to buy) 16.60 2020-02-06 4 M 0 2794 0.00 D 2028-01-23 Common Stock 2794 21428 D Stock Option (right to buy) 39.76 2020-02-06 4 M 0 6017 0.00 D 2029-01-28 Common Stock 6017 16205 D Includes 304 shares purchased under the Avalara, Inc. 2018 Employee Stock Purchase Plan on January 31, 2020. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2019. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.90 to $88.88, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.95 to $89.76, inclusive. The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020. The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021. The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. The option vested and became exercisable as to 25% of the total shares on January 1, 2020, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2023. Executive Vice President, General Counsel, and Secretary /s/ Alesia Lee Pinney 2020-02-07