0001209191-19-045222.txt : 20190808
0001209191-19-045222.hdr.sgml : 20190808
20190808191517
ACCESSION NUMBER: 0001209191-19-045222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190807
FILED AS OF DATE: 20190808
DATE AS OF CHANGE: 20190808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 191010987
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-07
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2019-08-07
4
M
0
1185
13.84
A
28048
D
Common Stock
2019-08-07
4
M
0
932
16.60
A
28980
D
Common Stock
2019-08-07
4
S
0
1077
80.45
D
27903
D
Stock Option (right to buy)
13.84
2019-08-07
4
M
0
1185
0.00
D
2027-02-09
Common Stock
1185
20153
D
Stock Option (right to buy)
16.60
2019-08-07
4
M
0
932
0.00
D
2028-01-23
Common Stock
932
27017
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2019.
The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
Executive Vice President, General Counsel, and Secretary
/s/ Daniel E. Manning, Attorney-in-Fact
2019-08-08