0001209191-19-036194.txt : 20190611 0001209191-19-036194.hdr.sgml : 20190611 20190611182015 ACCESSION NUMBER: 0001209191-19-036194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190610 FILED AS OF DATE: 20190611 DATE AS OF CHANGE: 20190611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19892053 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-10 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST. SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2019-06-10 4 M 0 1186 13.84 A 25641 D Common Stock 2019-06-10 4 M 0 932 16.60 A 26573 D Common Stock 2019-06-10 4 M 0 4737 12.34 A 31310 D Common Stock 2019-06-10 4 M 0 23190 13.84 A 54500 D Common Stock 2019-06-10 4 M 0 14905 16.60 A 69405 D Common Stock 2019-06-10 4 S 0 14055 72.36 D 55350 D Common Stock 2019-06-10 4 S 0 29887 73.23 D 25463 D Stock Option (right to buy) 12.34 2019-06-10 4 M 0 4737 0.00 D 2026-06-16 Common Stock 4737 13025 D Stock Option (right to buy) 13.84 2019-06-10 4 M 0 1186 0.00 D 2027-02-09 Common Stock 1186 45713 D Stock Option (right to buy) 13.84 2019-06-10 4 M 0 23190 0.00 D 2027-02-09 Common Stock 23190 22523 D Stock Option (right to buy) 16.60 2019-06-10 4 M 0 932 0.00 D 2028-01-23 Common Stock 932 43785 D Stock Option (right to buy) 16.60 2019-06-10 4 M 0 14905 0.00 D 2028-01-23 Common Stock 14905 28880 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2019. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.80 to $72.79, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.81 to $73.45, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020. The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021. The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022. Executive Vice President, General Counsel, and Secretary /s/ Alesia L. Pinney 2019-06-11