0001209191-19-036194.txt : 20190611
0001209191-19-036194.hdr.sgml : 20190611
20190611182015
ACCESSION NUMBER: 0001209191-19-036194
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190610
FILED AS OF DATE: 20190611
DATE AS OF CHANGE: 20190611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINNEY ALESIA LEE
CENTRAL INDEX KEY: 0001235461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38525
FILM NUMBER: 19892053
MAIL ADDRESS:
STREET 1: AVALARA, INC.
STREET 2: 255 SOUTH KING ST., SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVALARA, INC.
CENTRAL INDEX KEY: 0001348036
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 911995935
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: (206) 826-4900
MAIL ADDRESS:
STREET 1: 255 S. KING ST.
STREET 2: SUITE 1800
CITY: SEATTLE
STATE: WA
ZIP: 98104
FORMER COMPANY:
FORMER CONFORMED NAME: AVALARA INC
DATE OF NAME CHANGE: 20051227
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-10
0
0001348036
AVALARA, INC.
AVLR
0001235461
PINNEY ALESIA LEE
255 SOUTH KING ST.
SUITE 1800
SEATTLE
WA
98104
0
1
0
0
See Remarks
Common Stock
2019-06-10
4
M
0
1186
13.84
A
25641
D
Common Stock
2019-06-10
4
M
0
932
16.60
A
26573
D
Common Stock
2019-06-10
4
M
0
4737
12.34
A
31310
D
Common Stock
2019-06-10
4
M
0
23190
13.84
A
54500
D
Common Stock
2019-06-10
4
M
0
14905
16.60
A
69405
D
Common Stock
2019-06-10
4
S
0
14055
72.36
D
55350
D
Common Stock
2019-06-10
4
S
0
29887
73.23
D
25463
D
Stock Option (right to buy)
12.34
2019-06-10
4
M
0
4737
0.00
D
2026-06-16
Common Stock
4737
13025
D
Stock Option (right to buy)
13.84
2019-06-10
4
M
0
1186
0.00
D
2027-02-09
Common Stock
1186
45713
D
Stock Option (right to buy)
13.84
2019-06-10
4
M
0
23190
0.00
D
2027-02-09
Common Stock
23190
22523
D
Stock Option (right to buy)
16.60
2019-06-10
4
M
0
932
0.00
D
2028-01-23
Common Stock
932
43785
D
Stock Option (right to buy)
16.60
2019-06-10
4
M
0
14905
0.00
D
2028-01-23
Common Stock
14905
28880
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2019.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.80 to $72.79, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.81 to $73.45, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range.
The option vested and became exercisable as to 25% of the total shares on May 5, 2017, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on May 5, 2020.
The option vested and became exercisable as to 25% of the total shares on January 1, 2018, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2021.
The option vested and became exercisable as to 25% of the total shares on January 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.
Executive Vice President, General Counsel, and Secretary
/s/ Alesia L. Pinney
2019-06-11