0001104659-22-070698.txt : 20220613 0001104659-22-070698.hdr.sgml : 20220613 20220613214349 ACCESSION NUMBER: 0001104659-22-070698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220609 FILED AS OF DATE: 20220613 DATE AS OF CHANGE: 20220613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41055 FILM NUMBER: 221013321 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Winc, Inc. CENTRAL INDEX KEY: 0001782627 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 452988960 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 BERKELEY ST, STUDIO 3 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: (800) 297-1760 MAIL ADDRESS: STREET 1: 1751 BERKELEY ST, STUDIO 3 CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 tm2218266-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-09 0 0001782627 Winc, Inc. WBEV 0001235461 PINNEY ALESIA LEE 1751 BERKELEY ST., STUDIO 3 SANTA MONICA CA 90404 1 0 0 0 Common Stock 2022-06-09 4 A 0 69124 0 A 86002 D Represents an award of Restricted Stock Units (RSUs), which vests in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer's next annual meeting of stockholders following the grant date, subject to continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. /s/ Matthew Thelen, as attorney-in-fact for Alesia Pinney 2022-06-13