0000899243-19-004232.txt : 20190220 0000899243-19-004232.hdr.sgml : 20190220 20190220161655 ACCESSION NUMBER: 0000899243-19-004232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PINNEY ALESIA LEE CENTRAL INDEX KEY: 0001235461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19618469 MAIL ADDRESS: STREET 1: AVALARA, INC. STREET 2: 255 SOUTH KING ST., SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-15 0 0001348036 AVALARA, INC. AVLR 0001235461 PINNEY ALESIA LEE 255 SOUTH KING ST., SUITE 1800 SEATTLE WA 98104 0 1 0 0 See Remarks Common Stock 2019-02-15 4 M 0 30000 12.34 A 54455 D Common Stock 2019-02-15 4 S 0 30000 49.18 D 24455 D Stock Option (Right to Buy) 12.34 2019-02-15 4 M 0 30000 0.00 D 2026-06-16 Common Stock 30000 26836 D Includes 1,212 shares purchased under the Avalara, Inc. 2018 Employee Stock Purchase Plan on January 31, 2019. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.485, inclusive. Upon request by Avalara, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range. The option grant was for 56,836 shares of common stock with the following vesting schedule: 25% of the shares vested on May 5, 2017, and 1/48 vest monthly thereafter, such that the option will be fully vested on May 5, 2020. Executive Vice President, General Counsel, and Secretary /s/ Alesia L. Pinney 2019-02-20