-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E6t+/kwfa2E52EvdXZo0x1u41+9q/9G6uTh7NkhflAYFy6xt8XRL3Cz49KuBZTNS WnNY24SOP8AFNUt183Ctzg== 0001181431-09-039171.txt : 20090812 0001181431-09-039171.hdr.sgml : 20090812 20090812172840 ACCESSION NUMBER: 0001181431-09-039171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090811 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFERD ALLAN S CENTRAL INDEX KEY: 0001235354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33805 FILM NUMBER: 091007820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0041 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd250042.xml FORM 4 X0303 4 2009-08-11 0 0001403256 Och-Ziff Capital Management Group LLC OZM 0001235354 BUFFERD ALLAN S C/O OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, 9 WEST 57TH STREET NEW YORK NY 10019 1 0 0 0 Class A Restricted Share Units 2009-08-11 4 A 0 12 0 A Class A Shares 12 6798 D Class A Restricted Share Units 2009-08-11 4 A 0 29 0 A Class A Shares 29 15700 D The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on November 30, 2007. The Class A Restricted Share units vest, subject to certain limited exceptions, in equal annual installments over a three-year period that commenced on November 19, 2008. Each Class A Restricted Share Unit represents a right to receive one of the Issuer's Class A Shares upon the vesting date. The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on January 15, 2009. The Class A Restricted Share units vest, subject to certain limited exceptions, in equal annual installments over a three-year period beginning on January 1, 2010. /s/ Jeffrey C. Blockinger, Attorney-in-fact for Allan S. Bufferd 2009-08-12 -----END PRIVACY-ENHANCED MESSAGE-----