0001104659-22-047485.txt : 20220419 0001104659-22-047485.hdr.sgml : 20220419 20220419201422 ACCESSION NUMBER: 0001104659-22-047485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220415 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADY PAUL M CENTRAL INDEX KEY: 0001234637 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38075 FILM NUMBER: 22836090 MAIL ADDRESS: STREET 1: 1625 17TH STREET CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Antero Midstream Corp CENTRAL INDEX KEY: 0001623925 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 611748605 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1615 WYNKOOP STREET CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303) 357-7310 MAIL ADDRESS: STREET 1: 1615 WYNKOOP STREET CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Antero Midstream GP LP DATE OF NAME CHANGE: 20170505 FORMER COMPANY: FORMER CONFORMED NAME: Antero Resources Midstream Management LLC DATE OF NAME CHANGE: 20141031 4 1 tm2213053-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-04-15 0 0001623925 Antero Midstream Corp AM 0001234637 RADY PAUL M 1615 WYNKOOP STREET DENVER CO 80202 1 1 0 0 Chief Executive Officer Common stock, par value $0.01 per share 2022-04-15 4 F 0 106030 11.28 D 1788972 D Common stock, par value $0.01 per share 2022-04-15 4 A 0 631648 0.00 A 2420620 D Common stock, par value $0.01 per share 2022-04-18 4 M 0 155368 A 2575988 D Common stock, par value $0.01 per share 2022-04-18 4 F 0 68331 11.26 D 2507657 D Common stock, par value $0.01 per share 1180821 I See Footnote Performance Share Units 2022-04-18 4 M 0 155368 D Common Stock, par value $0.01 155368 0 D In connection with the vesting and settlement of restricted stock units through the issuance of common stock ("Common Stock") of Antero Midstream Corporation (the "Issuer") pursuant to the Antero Midstream Corporation Long Term Incentive Plan (the "Plan"), the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy their tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 14, 2022. Includes 591,907 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting. Reflects the grant of restricted stock units pursuant to the Plan which vest as to 1/3 of the total amount granted on each of the first three anniversaries of April 15, 2022, subject to continued employment through each vesting date. Includes 1,223,555 shares of Common Stock subject to previously granted restricted stock unit awards that remain subject to vesting. Each performance share unit ("PSU") represented a contingent right to receive one share of Common Stock. On April 18, 2022, the Compensation Committee of the Issuer certified performance with respect to these PSUs originally granted on April 15, 2019, which vested based on the Issuer's return on invested capital over a three year period. In connection with the vesting and settlement of PSUs through the issuance of Common Stock pursuant to the Plan, the Issuer withheld Common Stock that would otherwise have been issued to the Reporting Person to satisfy their tax withholding obligations. The number of shares of Common Stock withheld was determined based on the closing price per share of Common Stock on April 18, 2022. Represents shares of Common Stock held by Mockingbird Investment, LLC ("Mockingbird"). The Reporting Person owns a 3.68% limited liability company interest in Mockingbird, and a trust under his control owns the remaining 96.32%. The Reporting Person disclaims beneficial ownership of all shares of Common Stock held by Mockingbird except to the extent of his pecuniary interest therein. /s/ Yvette K. Schultz, as attorney-in-fact for Paul M. Rady 2022-04-19