0001209191-20-055358.txt : 20201020
0001209191-20-055358.hdr.sgml : 20201020
20201020101811
ACCESSION NUMBER: 0001209191-20-055358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201019
FILED AS OF DATE: 20201020
DATE AS OF CHANGE: 20201020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMALL ROBERT J
CENTRAL INDEX KEY: 0001234544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32833
FILM NUMBER: 201247579
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransDigm Group INC
CENTRAL INDEX KEY: 0001260221
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 510484716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1301 EAST 9TH STREET
STREET 2: SUITE 3000
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216 706 2960
MAIL ADDRESS:
STREET 1: 1301 EAST 9TH STREET
STREET 2: SUITE 3000
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: TD HOLDING CORP
DATE OF NAME CHANGE: 20030818
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-19
0
0001260221
TransDigm Group INC
TDG
0001234544
SMALL ROBERT J
C/O BERKSHIRE PARTNERS
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
1
0
0
0
Common Stock
2020-10-19
4
A
0
76
491.32
A
31024
D
Common Stock
2466278
I
By Berkshire Entities
Common Stock
165688
I
By Stockbridge Partners LLC
Common Stock
20301
I
By Family Trust
Common Stock
50000
I
By Trust
Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan.
Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners, LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A. Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF.
Represents shares held by SP on behalf of a managed account over which it has shared voting and sole dispositive power.
Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts
Represents shares of Common Stock beneficially owned by a trust. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such trust.
Indirect ownership of shares held by the Berkshire Entities and SP is included because the Reporting Person is a managing member of SP and of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV (see footnotes 1 and 2). As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's stock held by the Berkshire Entities and SP. However, the Reporting Person disclaims beneficial ownership of such shares, expect to the extent, if any, of his pecuniary interest therein, and inclusion of the shares in this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 or any other purpose.
Halle Fine Terrion as attorney-in-fact for Robert Small
2020-10-20