0001209191-20-055358.txt : 20201020 0001209191-20-055358.hdr.sgml : 20201020 20201020101811 ACCESSION NUMBER: 0001209191-20-055358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201019 FILED AS OF DATE: 20201020 DATE AS OF CHANGE: 20201020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMALL ROBERT J CENTRAL INDEX KEY: 0001234544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32833 FILM NUMBER: 201247579 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransDigm Group INC CENTRAL INDEX KEY: 0001260221 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 510484716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216 706 2960 MAIL ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: TD HOLDING CORP DATE OF NAME CHANGE: 20030818 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-19 0 0001260221 TransDigm Group INC TDG 0001234544 SMALL ROBERT J C/O BERKSHIRE PARTNERS 200 CLARENDON STREET, 35TH FLOOR BOSTON MA 02116 1 0 0 0 Common Stock 2020-10-19 4 A 0 76 491.32 A 31024 D Common Stock 2466278 I By Berkshire Entities Common Stock 165688 I By Stockbridge Partners LLC Common Stock 20301 I By Family Trust Common Stock 50000 I By Trust Receipt of stock in lieu of payment of semi-annual director fee, based on fair market value in accordance with the Director Share Plan. Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners, LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A. Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF. Represents shares held by SP on behalf of a managed account over which it has shared voting and sole dispositive power. Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts Represents shares of Common Stock beneficially owned by a trust. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such trust. Indirect ownership of shares held by the Berkshire Entities and SP is included because the Reporting Person is a managing member of SP and of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV (see footnotes 1 and 2). As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's stock held by the Berkshire Entities and SP. However, the Reporting Person disclaims beneficial ownership of such shares, expect to the extent, if any, of his pecuniary interest therein, and inclusion of the shares in this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 or any other purpose. Halle Fine Terrion as attorney-in-fact for Robert Small 2020-10-20