0000919574-23-001314.txt : 20230213 0000919574-23-001314.hdr.sgml : 20230213 20230213201350 ACCESSION NUMBER: 0000919574-23-001314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230209 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMALL ROBERT J CENTRAL INDEX KEY: 0001234544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32833 FILM NUMBER: 23621316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransDigm Group INC CENTRAL INDEX KEY: 0001260221 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 510484716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216 706 2960 MAIL ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: TD HOLDING CORP DATE OF NAME CHANGE: 20030818 4 1 ownership.xml X0306 4 2023-02-09 0 0001260221 TransDigm Group INC TDG 0001234544 SMALL ROBERT J C/O BERKSHIRE PARTNERS LLC 200 CLARENDON STREET, 35TH FLOOR BOSTON MA 02116 1 0 0 0 Common Stock 2023-02-10 4 S 0 70 738.28 D 198967 I By Stockbridge Partners LLC Common Stock 2023-02-10 4 S 0 1942 738.28 D 1554879 I By Berkshire Entities Common Stock 2023-02-10 4 S 0 82 740.23 D 198885 I By Stockbridge Partners LLC Common Stock 2023-02-10 4 S 0 2261 740.23 D 1552618 I By Berkshire Entities Common Stock 2023-02-10 4 S 0 7 746.11 D 198878 I By Stockbridge Partners LLC Common Stock 2023-02-10 4 S 0 193 746.11 D 1552425 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 509 729.80 D 198369 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 17369 729.80 D 1535056 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 392 731.81 D 197977 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 13360 731.81 D 1521696 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 751 735.28 D 197226 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 25619 735.28 D 1496077 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 840 737.20 D 196386 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 28648 737.20 D 1467429 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 493 737.88 D 195893 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 16827 737.88 D 1450602 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 614 738.94 D 195279 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 20930 738.94 D 1429672 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 499 740.19 D 194780 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 17034 740.19 D 1412638 I By Berkshire Entities Common Stock 2023-02-13 4 S 0 91 740.66 D 194689 I By Stockbridge Partners LLC Common Stock 2023-02-13 4 S 0 3098 740.66 D 1409540 I By Berkshire Entities Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Represents shares held directly or indirectly by Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV") and Stockbridge Fund, L.P. ("SF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A. [Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of SF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $738.075 to $739.0749. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $740.075 to $741.0749. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $746.075 to $746.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $729.5156 to $730.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $731.5156 to $732.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $734.5156 to $735.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $736.5156 to $737.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $737.5156 to $738.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $738.5156 to $739.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $739.5156 to $740.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $740.5156 to $740.658. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Part 2 of 2. /s/ Robert J. Small 2023-02-13