0000919574-20-003306.txt : 20200513 0000919574-20-003306.hdr.sgml : 20200513 20200513201742 ACCESSION NUMBER: 0000919574-20-003306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200511 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMALL ROBERT J CENTRAL INDEX KEY: 0001234544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32833 FILM NUMBER: 20874991 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TransDigm Group INC CENTRAL INDEX KEY: 0001260221 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 510484716 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216 706 2960 MAIL ADDRESS: STREET 1: 1301 EAST 9TH STREET STREET 2: SUITE 3000 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: TD HOLDING CORP DATE OF NAME CHANGE: 20030818 4 1 ownership.xml X0306 4 2020-05-11 0 0001260221 TransDigm Group INC TDG 0001234544 SMALL ROBERT J C/O BERKSHIRE PARTNERS LLC 200 CLARENDON STREET, 35TH FLOOR BOSTON MA 02116 1 0 0 0 Common Stock 2020-05-12 4 P 0 101 338.91 A 159488 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 6712 338.91 A 2031855 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 284 339.97 A 159772 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 18877 339.97 A 2050732 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 279 340.8 A 160051 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 18506 340.8 A 2069238 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 485 341.96 A 160536 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 32305 341.96 A 2101543 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 269 342.75 A 160805 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 17883 342.75 A 2119426 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 104 343.9 A 160909 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 6896 343.9 A 2126322 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 83 344.9 A 160992 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 5517 344.9 A 2131839 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 85 345.79 A 161077 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 5620 345.79 A 2137459 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 47 346.7 A 161124 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 3149 346.7 A 2140608 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 15 347.78 A 161139 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 1006 347.78 A 2141614 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 3 348.48 A 161142 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 175 348.48 A 2141789 I By Berkshire Entities Common Stock 2020-05-12 4 P 0 406 329.74 A 161548 I By Stockbridge Partners LLC Common Stock 2020-05-12 4 P 0 13298 329.74 A 2155087 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 55 310.4 A 161603 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 2245 310.4 A 2157332 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 41 311.38 A 161644 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 1678 311.38 A 2159010 I By Berkshire Entities Common Stock 2020-05-13 4 P 0 74 312.43 A 161718 I By Stockbridge Partners LLC Common Stock 2020-05-13 4 P 0 3007 312.43 A 2162017 I By Berkshire Entities Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A. [Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $338.35 to $339.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $339.35 to $340.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $340.35 to $341.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $341.35 to $342.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $342.35 to $343.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $343.35 to $344.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $344.35 to $345.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $345.35 to $346.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $346.35 to $347.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $347.35 to $348.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $348.35 to $348.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $329.15 to $330. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $309.87 to $310.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $310.87 to $311.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $311.87 to $312.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Due to Form 4 row restrictions, the Reporting Person's cumulative Form 4 has been broken into 4 parts. This is part 2 of 4. /s/ Robert J. Small 2020-05-13