0000919574-20-003306.txt : 20200513
0000919574-20-003306.hdr.sgml : 20200513
20200513201742
ACCESSION NUMBER: 0000919574-20-003306
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200511
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMALL ROBERT J
CENTRAL INDEX KEY: 0001234544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32833
FILM NUMBER: 20874991
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TransDigm Group INC
CENTRAL INDEX KEY: 0001260221
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 510484716
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1301 EAST 9TH STREET
STREET 2: SUITE 3000
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216 706 2960
MAIL ADDRESS:
STREET 1: 1301 EAST 9TH STREET
STREET 2: SUITE 3000
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: TD HOLDING CORP
DATE OF NAME CHANGE: 20030818
4
1
ownership.xml
X0306
4
2020-05-11
0
0001260221
TransDigm Group INC
TDG
0001234544
SMALL ROBERT J
C/O BERKSHIRE PARTNERS LLC
200 CLARENDON STREET, 35TH FLOOR
BOSTON
MA
02116
1
0
0
0
Common Stock
2020-05-12
4
P
0
101
338.91
A
159488
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
6712
338.91
A
2031855
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
284
339.97
A
159772
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
18877
339.97
A
2050732
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
279
340.8
A
160051
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
18506
340.8
A
2069238
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
485
341.96
A
160536
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
32305
341.96
A
2101543
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
269
342.75
A
160805
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
17883
342.75
A
2119426
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
104
343.9
A
160909
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
6896
343.9
A
2126322
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
83
344.9
A
160992
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
5517
344.9
A
2131839
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
85
345.79
A
161077
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
5620
345.79
A
2137459
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
47
346.7
A
161124
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
3149
346.7
A
2140608
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
15
347.78
A
161139
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
1006
347.78
A
2141614
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
3
348.48
A
161142
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
175
348.48
A
2141789
I
By Berkshire Entities
Common Stock
2020-05-12
4
P
0
406
329.74
A
161548
I
By Stockbridge Partners LLC
Common Stock
2020-05-12
4
P
0
13298
329.74
A
2155087
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
55
310.4
A
161603
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
2245
310.4
A
2157332
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
41
311.38
A
161644
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
1678
311.38
A
2159010
I
By Berkshire Entities
Common Stock
2020-05-13
4
P
0
74
312.43
A
161718
I
By Stockbridge Partners LLC
Common Stock
2020-05-13
4
P
0
3007
312.43
A
2162017
I
By Berkshire Entities
Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV"), Stockbridge Fund, L.P. ("SF") and Stockbridge Absolute Return Fund, L.P. ("SARF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF and SARF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A.
[Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of each of SF and SARF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $338.35 to $339.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $339.35 to $340.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $340.35 to $341.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $341.35 to $342.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $342.35 to $343.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $343.35 to $344.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $344.35 to $345.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $345.35 to $346.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $346.35 to $347.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $347.35 to $348.3499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $348.35 to $348.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $329.15 to $330. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $309.87 to $310.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $310.87 to $311.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $311.87 to $312.8699. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Due to Form 4 row restrictions, the Reporting Person's cumulative Form 4 has been broken into 4 parts. This is part 2 of 4.
/s/ Robert J. Small
2020-05-13