0001140361-17-025425.txt : 20170616
0001140361-17-025425.hdr.sgml : 20170616
20170616192523
ACCESSION NUMBER: 0001140361-17-025425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170616
DATE AS OF CHANGE: 20170616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energous Corp
CENTRAL INDEX KEY: 0001575793
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 461318953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 963-0200
MAIL ADDRESS:
STREET 1: 3590 NORTH FIRST STREET
STREET 2: SUITE 210
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: DvineWave Inc.
DATE OF NAME CHANGE: 20130501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaulding John
CENTRAL INDEX KEY: 0001234527
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36379
FILM NUMBER: 17917183
MAIL ADDRESS:
STREET 1: C/O MONSTER WORLDWIDE INC
STREET 2: 622 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: GAUDLING JOHN
DATE OF NAME CHANGE: 20030521
4
1
doc1.xml
FORM 4
X0306
4
2017-01-03
0
0001575793
Energous Corp
WATT
0001234527
Gaulding John
C/O ENERGOUS CORPORATION
3590 NORTH FIRST STREET, SUITE 210
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2017-01-03
4
A
0
25000
0
A
86155
D
Common Stock
2017-01-03
4
A
0
4263
0
A
90418
D
Common Stock
2017-02-23
4
A
0
1697
0
A
92115
D
Common Stock
2017-06-13
4
M
0
5837
0
A
97952
D
Common Stock
2017-06-14
4
S
0
2140
15.8463
D
95812
D
Restricted Stock Units
2017-06-13
4
M
0
5837
0
D
Common Stock
5837
11673
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy.
Vesting of RSUs granted to the reporting person on June 13, 2016.
The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
/s/ Bill Mannina, Attorney-in-Fact
2017-06-16