0001140361-17-025425.txt : 20170616 0001140361-17-025425.hdr.sgml : 20170616 20170616192523 ACCESSION NUMBER: 0001140361-17-025425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170616 DATE AS OF CHANGE: 20170616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energous Corp CENTRAL INDEX KEY: 0001575793 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 461318953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 963-0200 MAIL ADDRESS: STREET 1: 3590 NORTH FIRST STREET STREET 2: SUITE 210 CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: DvineWave Inc. DATE OF NAME CHANGE: 20130501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaulding John CENTRAL INDEX KEY: 0001234527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36379 FILM NUMBER: 17917183 MAIL ADDRESS: STREET 1: C/O MONSTER WORLDWIDE INC STREET 2: 622 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: GAUDLING JOHN DATE OF NAME CHANGE: 20030521 4 1 doc1.xml FORM 4 X0306 4 2017-01-03 0 0001575793 Energous Corp WATT 0001234527 Gaulding John C/O ENERGOUS CORPORATION 3590 NORTH FIRST STREET, SUITE 210 SAN JOSE CA 95134 1 0 0 0 Common Stock 2017-01-03 4 A 0 25000 0 A 86155 D Common Stock 2017-01-03 4 A 0 4263 0 A 90418 D Common Stock 2017-02-23 4 A 0 1697 0 A 92115 D Common Stock 2017-06-13 4 M 0 5837 0 A 97952 D Common Stock 2017-06-14 4 S 0 2140 15.8463 D 95812 D Restricted Stock Units 2017-06-13 4 M 0 5837 0 D Common Stock 5837 11673 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Vesting of RSUs granted to the reporting person on June 13, 2016. The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.79 to $15.9001 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. /s/ Bill Mannina, Attorney-in-Fact 2017-06-16