0001498301-19-000059.txt : 20190702 0001498301-19-000059.hdr.sgml : 20190702 20190702165502 ACCESSION NUMBER: 0001498301-19-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFFE DAVID R CENTRAL INDEX KEY: 0001234433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 19938402 MAIL ADDRESS: STREET 1: C/O ASCENA RETAIL GROUP, INC. STREET 2: 30 DUNNIGAN DR CITY: SUFFERN STATE: NY ZIP: 10901 FORMER NAME: FORMER CONFORMED NAME: JAFFEE DAVID R DATE OF NAME CHANGE: 20030520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-06-28 0001498301 Ascena Retail Group, Inc. ASNA 0001234433 JAFFE DAVID R C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 1 0 0 0 Common 2019-06-28 4 M 0 51720 A 11770373 D Common 2019-06-28 4 F 0 16215 .61 D 11754158 D Restricted Stock Units 2019-06-28 4 M 0 51720 0 D Common 51720 0 D Restricted stock units convert into common stock on a one-for-one basis. Granted under the Company's 2016 Omnibus Incentive Plan. On September 21, 2016, the reporting person ws granted 155,172 restricted stock units, vesting in three installments beginning on the first anniversary of the grant date. All of the reporting person's unvested restricted stock units became fully vested in connection with the reporting person's retirement as an employee of the Company effective June 28, 2019 and satisfaction of the "Total Years Test" under the Company's 2016 Omnibus Incentive Plan. The "Total Years Test" means 75 years, based on the sum of: (i) the total number of years of employment with the Company or an affiliate, plus (ii) the employee's age, which must be at least age 60. Mary Beth Riley, by power of attorney 2019-07-02