0001104659-18-044168.txt : 20180706
0001104659-18-044168.hdr.sgml : 20180706
20180706163132
ACCESSION NUMBER: 0001104659-18-044168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180703
FILED AS OF DATE: 20180706
DATE AS OF CHANGE: 20180706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS THOMAS PHD
CENTRAL INDEX KEY: 0001234366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35268
FILM NUMBER: 18942799
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001347613
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330505269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-297-0020
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20080812
FORMER COMPANY:
FORMER CONFORMED NAME: PAWFECT FOODS INC
DATE OF NAME CHANGE: 20051221
4
1
a4.xml
4
X0306
4
2018-07-03
0
0001347613
SYNERGY PHARMACEUTICALS, INC.
SGYP
0001234366
ADAMS THOMAS PHD
C/O SYNERGY PHARMACEUTICALS INC.
420 LEXINGTON AVENUE, SUITE 2012
NEW YORK
NY
10170
1
0
0
0
Common Stock
2018-07-03
4
M
0
100023
0.50
A
100023
D
Common Stock
2018-07-03
4
F
0
27785
0.00
D
72238
D
Stock Options
0.50
2018-07-03
4
M
0
100023
0
D
2018-07-09
Common Stock
100023
434223
D
Represents the number of shares forfeited to the Company in payment of the exercise price of the stock options.
Options became exercisable on 7/9/2009 and 7/9/2010.
/s/ Thomas Adams
2018-07-06