0001104659-17-043014.txt : 20170630
0001104659-17-043014.hdr.sgml : 20170630
20170630170923
ACCESSION NUMBER: 0001104659-17-043014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170628
FILED AS OF DATE: 20170630
DATE AS OF CHANGE: 20170630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001347613
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330505269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-297-0010
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20080812
FORMER COMPANY:
FORMER CONFORMED NAME: PAWFECT FOODS INC
DATE OF NAME CHANGE: 20051221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS THOMAS PHD
CENTRAL INDEX KEY: 0001234366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35268
FILM NUMBER: 17943044
4
1
a4.xml
4
X0306
4
2017-06-28
0
0001347613
SYNERGY PHARMACEUTICALS, INC.
SGYP
0001234366
ADAMS THOMAS PHD
C/O SYNERGY PHARMACEUTICALS INC.
420 LEXINGTON AVENUE, SUITE 2012
NEW YORK
NY
10170
1
0
0
0
Stock Options
4.50
2017-06-28
4
A
0
62500
0
A
2018-06-28
2027-06-28
Common Stock
62500
420496
D
Stock Options
1.40
2017-06-28
4
D
0
10750
0
D
2019-11-20
Common Stock
10750
409746
D
Stock Options
1.40
2017-06-28
4
A
0
10750
0
A
2017-06-28
2019-11-20
Common Stock
10750
420496
D
The reported transactions with this same footnote involved an amendment of an outstanding option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The old option was originally granted on November 20, 2009. The vesting schedule of the old option was reported on a Form 3 filed by the reporting person on August 3, 2011.
/s/ Tom Adams
2017-06-30