0001704711-24-000108.txt : 20240614 0001704711-24-000108.hdr.sgml : 20240614 20240614163914 ACCESSION NUMBER: 0001704711-24-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240613 FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNSFORD MICHAEL C CENTRAL INDEX KEY: 0001233989 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 241045459 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1718397544.xml FORM 4 X0508 4 2024-06-13 0 0001704711 Funko, Inc. FNKO 0001233989 LUNSFORD MICHAEL C C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 0 0 0 0 CLASS A COMMON STOCK 2024-06-13 4 M 0 4688 0 A 122773 D CLASS A COMMON STOCK 2024-06-14 4 S 0 1295 10.266 D 121478 D Restricted Stock Units 2024-06-13 4 M 0 4688 0 D CLASS A COMMON STOCK 4688 0 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. Shares were sold to cover taxes upon the vesting of restricted stock units on June 13, 2024 pursuant to a sell to cover instruction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. On June 13, 2023, the Reporting Person was granted 4,688 RSUs, vesting in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date. /s/ Tracy D. Daw, as Attorney-in-Fact for Michael C. Lunsford 2024-06-14