0000899243-20-012177.txt : 20200506 0000899243-20-012177.hdr.sgml : 20200506 20200506193457 ACCESSION NUMBER: 0000899243-20-012177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITESIDES GEORGE M CENTRAL INDEX KEY: 0001233438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854111 MAIL ADDRESS: STREET 1: C/O ADVANCED MAGNETICS INC STREET 2: 61 MOONEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lyra Therapeutics, Inc. CENTRAL INDEX KEY: 0001327273 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-373-4600 MAIL ADDRESS: STREET 1: 480 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 FORMER COMPANY: FORMER CONFORMED NAME: 480 Biomedical, Inc. DATE OF NAME CHANGE: 20120927 FORMER COMPANY: FORMER CONFORMED NAME: Arsenal Vascular, Inc. DATE OF NAME CHANGE: 20110826 FORMER COMPANY: FORMER CONFORMED NAME: Arsenal Medical, Inc. DATE OF NAME CHANGE: 20090414 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-05 0 0001327273 Lyra Therapeutics, Inc. LYRA 0001233438 WHITESIDES GEORGE M 480 ARSENAL WAY WATERTOWN MA 02472 1 0 0 0 Common Stock 2020-05-05 4 C 0 6404 0.00 A 55064 D Series A-1/A Convertible Preferred Stock 2020-05-05 4 C 0 97216 0.00 D Common Stock 2819 0 D Series A-1/B Convertible Preferred Stock 2020-05-05 4 C 0 55991 0.00 D Common Stock 1623 0 D Series A-1/C Convertible Preferred Stock 2020-05-05 4 C 0 67672 0.00 D Common Stock 1962 0 D The preferred stock is convertible at any time, at the holder's election and has no expiration date. Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. /s/ R. Don Elsey, Attorney-in-Fact for George Whitesides, Ph.D. 2020-05-06