0000899243-21-023954.txt : 20210615 0000899243-21-023954.hdr.sgml : 20210615 20210615180503 ACCESSION NUMBER: 0000899243-21-023954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN GODFREY CENTRAL INDEX KEY: 0001233412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40465 FILM NUMBER: 211019921 MAIL ADDRESS: STREET 1: SPLUNK INC. STREET 2: 250 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marqeta, Inc. CENTRAL INDEX KEY: 0001522540 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 274306690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 888-462-7738 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-11 0 0001522540 Marqeta, Inc. MQ 0001233412 SULLIVAN GODFREY 180 GRAND AVENUE, 6TH FLOOR OAKLAND CA 94612 1 0 0 0 Stock Option (Right to Buy) 23.40 2021-06-11 4 J 0 600000 0.00 D 2031-05-04 Common Stock 600000 0 D Stock Option (Right to Buy) 23.40 2021-06-11 4 J 0 600000 0.00 A 2031-05-04 Class B Common Stock 600000 600000 D Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. The stock option vests in four annual installments after May 5, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. /s/ Seth Weissman, Attorney-in-Fact 2021-06-15