0001225208-16-032577.txt : 20160504
0001225208-16-032577.hdr.sgml : 20160504
20160504172001
ACCESSION NUMBER: 0001225208-16-032577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160502
FILED AS OF DATE: 20160504
DATE AS OF CHANGE: 20160504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADT Corp
CENTRAL INDEX KEY: 0001546640
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
IRS NUMBER: 454517261
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1501 YAMATO ROAD
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 561-988-3600
MAIL ADDRESS:
STREET 1: 1501 YAMATO ROAD
CITY: BOCA RATON
STATE: FL
ZIP: 33431
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERBER ALAN
CENTRAL INDEX KEY: 0001233221
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35502
FILM NUMBER: 161620554
4
1
doc4.xml
X0306
4
2016-05-02
1
0001546640
ADT Corp
ADT
0001233221
FERBER ALAN
1501 YAMATO ROAD
BOCA RATON
FL
33431
1
President, Residential
Common Stock
2016-05-02
4
D
0
30483.0000
0
D
0.0000
D
Common Stock
2016-05-02
4
D
0
2000.0000
0
D
0.0000
I
By Alan D Ferber Trust Dated 1/23/1996
Common Stock
2016-05-02
4
D
0
2000.0000
0
D
0.0000
I
By Brenda A. Ferber Declaration of Trust DTD 1/23/1996
Employee Stock Option (Right to Buy)
33.8100
2016-05-02
4
D
0
34670.0000
D
2025-11-12
Common Stock
34670.0000
0.0000
D
Employee Stock Option (Right to Buy)
35.9800
2016-05-02
4
D
0
31800.0000
D
2024-11-13
Common Stock
31800.0000
0.0000
D
On May 2, 2016, pursuant to the merger agreement, dated as of February 14, 2016 (the "Merger Agreement"), entered into by and among the Issuer, Prime Security Services Borrower, LLC, a Delaware limited liability company ("Parent"), Prime Security One MS, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Prime Security Services Parent, Inc., a Delaware corporation, and Prime Security Services TopCo Parent, L.P., a Delaware limited partnership, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
Includes 22,776 restricted stock units ("RSUs").
Pursuant to the Merger Agreement, (a) at the effective time of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive $42.00 in cash, without interest, and (b) immediately prior to the effective time of the Merger, any vesting conditions applicable to each outstanding RSU accelerated in full, and each such unit was cancelled and the holder thereof was entitled to receive an amount in cash, without interest, equal to the product of (i) the total number of shares subject to such units immediately prior to the effective time multiplied by (ii) $42.00.
Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock became immediately vested and was cancelled and the holder thereof was entitled to receive an amount in cash, without interest, equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess, if any, of $42.00 over the exercise price of the option.
This option provided for vesting in equal increments on November 13, 2016, November 13, 2017, November 13, 2018 and November 13, 2019.
This option provided for vesting in equal increments on November 14, 2015, November 14, 2016, November 14, 2017 and November 14, 2018.
/s/ Lorna R. Simms, Attorney-in-Fact
2016-05-04