0001179706-21-000014.txt : 20210311 0001179706-21-000014.hdr.sgml : 20210311 20210311190325 ACCESSION NUMBER: 0001179706-21-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REINER GARY M CENTRAL INDEX KEY: 0001233171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 21734838 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-09 0001645590 Hewlett Packard Enterprise Co HPE 0001233171 REINER GARY M C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 1 0 0 0 Common Stock 2021-03-09 4 M 0 71873 8.11 A 71873 D Common Stock 2021-03-09 4 F 0 39226 14.8614 D 0 D Common Stock 157216 D Non-employee Stock Option (right to buy) 8.11 2021-03-09 4 M 0 71873 0 D 2013-04-20 2022-04-20 Common Stock 71873 0 D The total direct beneficial ownership reflects a decrease due to the transfer of 1,678 shares into the reporting person's JP Morgan Chase account on 02/22/21, and transfer of 32,647 shares into the reporting person's JP Morgan Chase account on 03/11/21. The total indirect beneficial ownership reflects an increase due to the transfer of 1,678 shares previously reported as being held directly by the reporting person into his JP Morgan Chase account on 02/22/21, and 32,647 shares previously reported as being held directly by the reporting person into his JP Morgan Chase account on 03/11/21. As previously reported, Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock. As previously reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. This option cliff vested and became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Derek Windham as Attorney-in-Fact for Gary M. Reiner 2021-03-11