0001179706-21-000003.txt : 20210218 0001179706-21-000003.hdr.sgml : 20210218 20210218182027 ACCESSION NUMBER: 0001179706-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REINER GARY M CENTRAL INDEX KEY: 0001233171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 21651088 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-17 0001645590 Hewlett Packard Enterprise Co HPE 0001233171 REINER GARY M C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 1 0 0 0 Common Stock 2021-02-17 4 M 0 39164 13.4 A 39164 D Common Stock 2021-02-17 4 F 0 37486 14 D 1678 D Common Stock 122891 I By JP Morgan Chase Non-employee Stock Option (right to buy) 13.4 2021-02-17 4 M 0 39164 0 D 2012-04-25 2021-04-25 Common Stock 39164 0 D Common Stock 2021-01-06 4 A 0 236.5615 A Common Stock 236.5615 24565.4433 D The total direct beneficial ownership reflects a decrease of 2,465 shares due to the transfer of 2,465 shares into the reporting person's JP Morgan Chase account on 01/04/21. The total indirect beneficial ownership reflects an increase of 2,465 shares due to the transfer of 2,465 shares previously reported as being held directly by the reporting person into his JP Morgan Chase account on 01/04/21. As previously reported, Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock. As previously reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. This option cliff vested and became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 05/01/20, the reporting person was granted 23,735 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/21 or the date of Issuer's 2021 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 236.5615 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21. Derek Windham as Attorney-in-Fact for Gary M. Reiner 2021-02-18