0001758730-23-000139.txt : 20230517 0001758730-23-000139.hdr.sgml : 20230517 20230517160952 ACCESSION NUMBER: 0001758730-23-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNS STEVEN CENTRAL INDEX KEY: 0001232995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 23931779 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 wk-form4_1684354172.xml FORM 4 X0407 4 2023-05-15 0 0001758730 Tradeweb Markets Inc. TW 0001232995 BERNS STEVEN TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 1 Class A common stock 2023-05-15 4 A 0 2280 0 A 3011 D The reported transaction is an award of restricted stock units in respect of the issuer's Class A common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on May 15, 2024 and settle in Class A common stock of the issuer within 30 days thereafter. This amount includes 2,280 unvested restricted stock units in respect of the issuer's Class A Common Stock as described in footnote 1 to this Form 4. /s/ Scott Zucker, Attorney-in-Fact for Steven Berns 2023-05-17