0000895345-22-000674.txt : 20220907 0000895345-22-000674.hdr.sgml : 20220907 20220907161518 ACCESSION NUMBER: 0000895345-22-000674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220906 FILED AS OF DATE: 20220907 DATE AS OF CHANGE: 20220907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNS STEVEN CENTRAL INDEX KEY: 0001232995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38860 FILM NUMBER: 221231343 MAIL ADDRESS: STREET 1: TRADEWEB MARKETS INC. STREET 2: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tradeweb Markets Inc. CENTRAL INDEX KEY: 0001758730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-430-6000 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 4 1 form4.xml X0306 4 2022-09-06 0001758730 Tradeweb Markets Inc. TW 0001232995 BERNS STEVEN TRADEWEB MARKETS INC. 1177 AVENUE OF THE AMERICAS NEW YORK NY 10036 true Class A common stock 2022-09-06 4 S 0 3503 66.89 D 1125 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2022. This amount includes 1,125 unvested restricted stock units in respect of the issuer's Class A common stock, which units are scheduled to vest on April 5, 2023 and settle in shares Class A common stock of the issuer within 30 days thereafter, subject to the reporting person's continued service as a director of the issuer through the vesting date. /s/ Scott Zucker, Attorney-in-Fact for Steven Berns 2022-09-07