0001312109-22-000108.txt : 20220506
0001312109-22-000108.hdr.sgml : 20220506
20220506162435
ACCESSION NUMBER: 0001312109-22-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220506
FILED AS OF DATE: 20220506
DATE AS OF CHANGE: 20220506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LANE ALAN J
CENTRAL INDEX KEY: 0001232737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39123
FILM NUMBER: 22901429
MAIL ADDRESS:
STREET 1: 41090 AVENIDA VERDE
CITY: TEMECULA
STATE: CA
ZIP: 92591
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silvergate Capital Corp
CENTRAL INDEX KEY: 0001312109
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
BUSINESS PHONE: (858) 362-6300
MAIL ADDRESS:
STREET 1: 4250 EXECUTIVE SQUARE STE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
4
1
wf-form4_165186865431654.xml
FORM 4
X0306
4
2022-05-06
0
0001312109
Silvergate Capital Corp
SI
0001232737
LANE ALAN J
4250 EXECUTIVE SQUARE
SUITE 300
LA JOLLA
CA
92037
1
1
0
0
President and CEO
Class A Common Stock
2022-05-06
4
J
0
709
0
D
0
D
Class A Common Stock
2022-05-06
4
J
0
709
0
A
142832
I
By Self and Spouse as Trustees of Lane Trust
Class A Common Stock
88268
I
By IRA
Class A Common Stock
1757.8417
I
By Employer 401(k) Plan
Restricted Stock Units
Class A Common Stock
2169.0
2169
D
Restricted Stock Units
Class A Common Stock
5977.0
5977
D
Non-Qualified Stock Options
110.84
2032-02-22
Class A Common Stock
13810.0
13810
D
Restricted Stock Units
Class A Common Stock
5546.0
5546
D
Non-Qualified Stock Options
16.09
2029-11-19
Class A Common Stock
32628.0
32628
D
Non-Qualified Stock Options
127.56
2031-02-26
Class A Common Stock
7838.0
7838
D
Transfer from direct holding to indirect holding.
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest in three equal annual installments beginning on February 22, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in three annual installments beginning February 22, 2023.
The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in four equal annual installments beginning November 18, 2020.
The option becomes exercisable in three annual installments beginning February 26, 2022.
/s/ John M. Bonino, as Attorney-in-Fact
2022-05-06