0001368148-20-000085.txt : 20200624 0001368148-20-000085.hdr.sgml : 20200624 20200624170922 ACCESSION NUMBER: 0001368148-20-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200622 FILED AS OF DATE: 20200624 DATE AS OF CHANGE: 20200624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33876 FILM NUMBER: 20986352 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ATHERSYS, INC / NEW CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 BUSINESS PHONE: 216-431-9900 MAIL ADDRESS: STREET 1: 3201 CARNEGIE AVENUE CITY: CLEVELAND STATE: OH ZIP: 44115-2634 FORMER COMPANY: FORMER CONFORMED NAME: BTHC VI Inc DATE OF NAME CHANGE: 20060629 4 1 wf-form4_159303294449645.xml FORM 4 X0306 4 2020-06-22 0 0001368148 ATHERSYS, INC / NEW ATHX 0001232602 TRAUB KENNETH H 3201 CARNEGIE AVENUE CLEVELAND OH 44115-2634 1 0 0 0 Common Stock 2020-06-22 4 P 0 20000 2.35 A 115093 D Common Stock 2020-06-22 4 P 0 20000 2.45 A 135093 D Common Stock 2020-06-23 4 P 0 20000 2.34 A 155093 D Common Stock 2020-06-23 4 P 0 20000 2.25 A 175093 D Common Stock 2020-06-23 4 P 0 10000 2.38 A 185093 D Common Stock 2020-06-24 4 P 0 20000 2.21 A 205093 D Common Stock 2020-06-24 4 P 0 20000 2.24 A 225093 D Common Stock 2020-06-24 4 P 0 10000 2.19 A 235093 D Purchase of shares on the open market /s/ Laura K. Campbell, as attorney-in-fact for Kenneth H. Traub 2020-06-24