0000899243-17-014222.txt : 20170524 0000899243-17-014222.hdr.sgml : 20170524 20170524144939 ACCESSION NUMBER: 0000899243-17-014222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170516 FILED AS OF DATE: 20170524 DATE AS OF CHANGE: 20170524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERMOLECULAR INC CENTRAL INDEX KEY: 0001311241 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201616267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 582-5700 MAIL ADDRESS: STREET 1: 3011 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35348 FILM NUMBER: 17866425 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-16 0 0001311241 INTERMOLECULAR INC IMI 0001232602 TRAUB KENNETH H C/O INTERMOLECULAR, INC. 3011 NORTH FIRST STREET SAN JOSE CA 95134 1 0 0 1 1. See Remarks Stock Option (right to buy) 0.85 2017-05-16 4 A 0 25000 0.00 A 2027-05-15 Common Stock 25000 25000 D The shares subject to the option will vest in full on the earlier to occur of (i) the first anniversary of the date of grant and (ii) the date of the annual meeting immediately following the date of grant, subject in each case to Reporting Person's continued service through the vesting date. 1. The Reporting Person may be deemed to be a member of a Section 13 (d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. /s/ Kenneth H. Traub 2017-05-24