0001567619-20-020383.txt : 20201125
0001567619-20-020383.hdr.sgml : 20201125
20201125170041
ACCESSION NUMBER: 0001567619-20-020383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201125
FILED AS OF DATE: 20201125
DATE AS OF CHANGE: 20201125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ansell Benjamin J MD
CENTRAL INDEX KEY: 0001464574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31775
FILM NUMBER: 201351543
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC
CENTRAL INDEX KEY: 0001232582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 861062192
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 9724909600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
4
1
doc1.xml
FORM 4
X0306
4
2020-11-25
0
0001232582
ASHFORD HOSPITALITY TRUST INC
AHT
0001464574
Ansell Benjamin J MD
14185 DALLAS PARKWAY
SUITE 1100
DALLAS
TX
75254
1
0
0
0
7.375% Series F Cumulative Preferred Stock
2020-11-25
4
D
0
10000
D
0
D
Common Stock
2020-11-25
4
A
0
55800
A
77713
D
Common Stock
51477
I
By Ansell Family Trust
Common Stock
50000
I
By Ansell 2020 Trust
Common Stock
1531
I
By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003
Special Limited Partnership Units
0
Common Stock
1283
1283
D
The reporting person disposed of 10,000 shares of 7.375% Series F Cumulative Preferred Stock in exchange for 55,800 shares of common stock in an issuer exchange offer. The exchange was effected pursuant to Rule 16b-3, the result of which is that such exchange is exempt from the provisions of Section 16(b) and the rules promulgated thereunder.
Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
Neither the LTIP Units nor the Common Units have an expiration date.
/s/ BENJAMIN J. ANSELL, MD
2020-11-25