0001567619-20-020383.txt : 20201125 0001567619-20-020383.hdr.sgml : 20201125 20201125170041 ACCESSION NUMBER: 0001567619-20-020383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201125 FILED AS OF DATE: 20201125 DATE AS OF CHANGE: 20201125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ansell Benjamin J MD CENTRAL INDEX KEY: 0001464574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31775 FILM NUMBER: 201351543 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC CENTRAL INDEX KEY: 0001232582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 861062192 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 9724909600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 4 1 doc1.xml FORM 4 X0306 4 2020-11-25 0 0001232582 ASHFORD HOSPITALITY TRUST INC AHT 0001464574 Ansell Benjamin J MD 14185 DALLAS PARKWAY SUITE 1100 DALLAS TX 75254 1 0 0 0 7.375% Series F Cumulative Preferred Stock 2020-11-25 4 D 0 10000 D 0 D Common Stock 2020-11-25 4 A 0 55800 A 77713 D Common Stock 51477 I By Ansell Family Trust Common Stock 50000 I By Ansell 2020 Trust Common Stock 1531 I By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003 Special Limited Partnership Units 0 Common Stock 1283 1283 D The reporting person disposed of 10,000 shares of 7.375% Series F Cumulative Preferred Stock in exchange for 55,800 shares of common stock in an issuer exchange offer. The exchange was effected pursuant to Rule 16b-3, the result of which is that such exchange is exempt from the provisions of Section 16(b) and the rules promulgated thereunder. Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. Neither the LTIP Units nor the Common Units have an expiration date. /s/ BENJAMIN J. ANSELL, MD 2020-11-25