0001104659-21-135713.txt : 20211108 0001104659-21-135713.hdr.sgml : 20211108 20211108163823 ACCESSION NUMBER: 0001104659-21-135713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211104 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ansell Benjamin J MD CENTRAL INDEX KEY: 0001464574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31775 FILM NUMBER: 211388541 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD HOSPITALITY TRUST INC CENTRAL INDEX KEY: 0001232582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 861062192 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 9724909600 MAIL ADDRESS: STREET 1: 14185 DALLAS PARKWAY SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75254 4 1 tm2132268-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-04 0 0001232582 ASHFORD HOSPITALITY TRUST INC AHT 0001464574 Ansell Benjamin J MD 14185 DALLAS PARKWAY SUITE 1200 DALLAS TX 75254 1 0 0 0 Common Stock 6457 D Common Stock 10300 I By Ansell 2020 Trust Common Stock 2021-11-04 4 S 0 123 14.78 D 20620 I By Ansell Family Trust Common Stock 2021-11-08 4 S 0 43 14.72 D 110 I By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003 Special Limited Partnership Units 0 Common Stock 128 128 D The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on July 16, 2021. Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The LTIP Units do not have an expiration date. /s/ BENJAMIN J. ANSELL, MD 2021-11-08