0000899243-16-031903.txt : 20161018
0000899243-16-031903.hdr.sgml : 20161018
20161018194200
ACCESSION NUMBER: 0000899243-16-031903
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161018
DATE AS OF CHANGE: 20161018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc.
CENTRAL INDEX KEY: 0001669811
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 344829638
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 844-866-4337
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALDWELL NANCI
CENTRAL INDEX KEY: 0001232403
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37728
FILM NUMBER: 161941682
MAIL ADDRESS:
STREET 1: C/O DELTEK, INC.
STREET 2: 2291 WOOD OAK DRIVE
CITY: HERNDON
STATE: VA
ZIP: 20171
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-10-01
2016-10-04
0
0001669811
Donnelley Financial Solutions, Inc.
DFIN
0001232403
CALDWELL NANCI
C/O DONNELLEY FINANCIAL SOLUTIONS, INC.
35 WEST WACKER DRIVE
CHICAGO
IL
60601
1
0
0
0
Common Stock
2016-10-01
4
A
0
3046
0.00
A
3073
D
Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Nanci E. Caldwell was awarded restricted stock units ("RSUs") with a value of $68,970, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for her service on the Donnelley Financial Solutions, Inc. ("DFS") board of directors for the remainder of 2016. Such grant represents 3,046 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant.
(Continued from Footnote 1) Ms. Caldwell's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Ms. Caldwell's beneficial ownership of securities also reflects 27 shares of common stock owned prior to the grant of RSUs.
/s/ Jennifer B. Reiners, Jennifer B. Reiners, Attorney-in-Fact for Nanci E. Caldwell
2016-10-18