0000899243-16-031903.txt : 20161018 0000899243-16-031903.hdr.sgml : 20161018 20161018194200 ACCESSION NUMBER: 0000899243-16-031903 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc. CENTRAL INDEX KEY: 0001669811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 344829638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-866-4337 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL NANCI CENTRAL INDEX KEY: 0001232403 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37728 FILM NUMBER: 161941682 MAIL ADDRESS: STREET 1: C/O DELTEK, INC. STREET 2: 2291 WOOD OAK DRIVE CITY: HERNDON STATE: VA ZIP: 20171 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-10-01 2016-10-04 0 0001669811 Donnelley Financial Solutions, Inc. DFIN 0001232403 CALDWELL NANCI C/O DONNELLEY FINANCIAL SOLUTIONS, INC. 35 WEST WACKER DRIVE CHICAGO IL 60601 1 0 0 0 Common Stock 2016-10-01 4 A 0 3046 0.00 A 3073 D Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Nanci E. Caldwell was awarded restricted stock units ("RSUs") with a value of $68,970, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for her service on the Donnelley Financial Solutions, Inc. ("DFS") board of directors for the remainder of 2016. Such grant represents 3,046 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. (Continued from Footnote 1) Ms. Caldwell's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Ms. Caldwell's beneficial ownership of securities also reflects 27 shares of common stock owned prior to the grant of RSUs. /s/ Jennifer B. Reiners, Jennifer B. Reiners, Attorney-in-Fact for Nanci E. Caldwell 2016-10-18