0001465740-23-000103.txt : 20230519 0001465740-23-000103.hdr.sgml : 20230519 20230519163650 ACCESSION NUMBER: 0001465740-23-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASNET STEPHEN G CENTRAL INDEX KEY: 0001232379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 23940850 MAIL ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 BUSINESS PHONE: 612.453.4100 MAIL ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wf-form4_168452859900528.xml FORM 4 X0407 4 2023-05-18 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001232379 KASNET STEPHEN G TWO HARBORS INVESTMENT CORP. 1601 UTICA AVENUE SOUTH, SUITE 900 ST. LOUIS PARK MN 55416 1 0 0 0 1 Common Stock 2023-05-18 4 S 0 6863 12.28 D 80035 D Series A Preferred Stock, par value $0.01 per share 10000 D The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award on May 17, 2023, as authorized by the Board of Directors of Two Harbors Investment Corp. /s/ Stephen G. Kasnet, By: Rebecca B. Sandberg, Attorney-in-Fact 2023-05-19