0001104659-20-109032.txt : 20200925
0001104659-20-109032.hdr.sgml : 20200925
20200925214605
ACCESSION NUMBER: 0001104659-20-109032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200923
FILED AS OF DATE: 20200925
DATE AS OF CHANGE: 20200925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ibex Investors LLC
CENTRAL INDEX KEY: 0001531964
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 201201861
BUSINESS ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER NAME:
FORMER CONFORMED NAME: Lazarus Management Co LLC
DATE OF NAME CHANGE: 20111004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ibex Microcap Fund LLLP
CENTRAL INDEX KEY: 0001232118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 201201862
BUSINESS ADDRESS:
STREET 1: C/O IBEX INVESTORS LLC
STREET 2: 260 NORTH JOSEPHINE STREET, SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 500-8821
MAIL ADDRESS:
STREET 1: C/O IBEX INVESTORS LLC
STREET 2: 260 NORTH JOSEPHINE STREET, SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER NAME:
FORMER CONFORMED NAME: LAZARUS INVESTMENT PARTNERS LLLP
DATE OF NAME CHANGE: 20030512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lazarus Macro Micro Partners LLLP
CENTRAL INDEX KEY: 0001639757
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 201201863
BUSINESS ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 303-500-8821
MAIL ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORUS JUSTIN B
CENTRAL INDEX KEY: 0001531960
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55131
FILM NUMBER: 201201864
MAIL ADDRESS:
STREET 1: 260 N. JOSEPHINE STREET
STREET 2: SUITE 300
CITY: DENVER
STATE: CO
ZIP: 80206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARFRESH FOOD GROUP INC.
CENTRAL INDEX KEY: 0001487197
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 271994359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3600 WILSHIRE SUITE 1720
CITY: LOS ANGELES
STATE: CA
ZIP: 90005
BUSINESS PHONE: 310-598-7110
MAIL ADDRESS:
STREET 1: 3600 WILSHIRE SUITE 1720
CITY: LOS ANGELES
STATE: CA
ZIP: 90005
FORMER COMPANY:
FORMER CONFORMED NAME: Moving Box Inc
DATE OF NAME CHANGE: 20100315
4
1
a4.xml
4
X0306
4
2020-09-23
0
0001487197
BARFRESH FOOD GROUP INC.
BRFH
0001531964
Ibex Investors LLC
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
0001232118
Ibex Microcap Fund LLLP
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
0001639757
Lazarus Macro Micro Partners LLLP
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
0001531960
BORUS JUSTIN B
260 N. JOSEPHINE STREET, SUITE 300
DENVER
CO
80206
1
0
1
0
Common Stock
2020-09-23
4
J
0
1285714
0.35
A
4285714
I
By: Justin Borus
Common Stock
14442766
I
By: Ibex Microcap Fund LLLP
Common Stock
3000
I
By: Lazarus Macro Micro Partners LLLP
Warrant (right to buy)
0.45
2020-09-23
4
J
0
642857
A
2020-09-23
2023-04-15
Common Stock
642857
2142857
I
By: Justin Borus
This Form 4 is filed jointly by Ibex Investors LLC ("Ibex"), Justin B. Borus, Ibex Microcap Fund LLLP ("Ibex Microcap") and Lazarus Macro Micro Partners LLLP ("Macro Micro Partners", and together with Ibex Microcap, the "Funds"). Ibex is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Ibex. Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein, if any. Each of the Funds expressly disclaims beneficial ownership of the securities held by the other Fund. [continued in footnote 2]
Ibex and each of the Funds expressly disclaims beneficial ownership of the securities held by Mr. Borus. The filing of this Form 4 shall not be construed as an admission that any Reporting Person, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise, is the beneficial owner of any of the securities reported herein other than the securities held directly by such Reporting Person.
Reference is made to the Form 4 filed by the Reporting Persons with respect to the Company on March 23, 2020 (the "Prior Form 4"). The Six Month Price (as defined in the Prior Form 4) has been determined, as of September 23, 2020, to be less than $0.35 per share. Accordingly, per the terms of the SPA (as defined in the Prior Form 4), automatically, and for no additional consideration: (1) Mr. Borus is entitled to an additional 1,285,714 shares of Common Stock (such that the blended price for the 3,000,000 shares reported in the Prior Form 4 and the additional 1,285,714 shares reported in this Form 4 is $0.35 per share); [continued in footnote 4]
(2) Mr. Borus is entitled to an additional 642,875 warrants to purchase Common Stock at an exercise price of $0.45 per share; and (3) the exercise price of the 1,500,000 warrants reported in the Prior Form 4 has been reset to $0.45 per share (all of the foregoing, the "Automatic Adjustments"). The Reporting Persons believe that the Automatic Adjustments are exempt from the provisions of Section 16(b) of the Exchange Act.
/s/ Justin B. Borus, for himself and as Manager of Ibex (for itself and on behalf of the Funds)
2020-09-25