0001232116-13-000001.txt : 20130314 0001232116-13-000001.hdr.sgml : 20130314 20130314103253 ACCESSION NUMBER: 0001232116-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 EFFECTIVENESS DATE: 20130314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMAL INVESTMENT PARTNERS, L.P. CENTRAL INDEX KEY: 0001232116 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-156882 FILM NUMBER: 13689426 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124186500 MAIL ADDRESS: STREET 1: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PERMAL INVESTMENT PARTNERS LP DATE OF NAME CHANGE: 20030512 D/A 1 primary_doc.xml X0706 D/A LIVE 0001232116 PERMAL INVESTMENT PARTNERS, L.P. 900 THIRD AVENUE NEW YORK NY NEW YORK 10022 2124186500 NEW YORK PERMAL INVESTMENT PARTNERS LP Limited Partnership true Issac Souede c/o Permal Asset Management Inc. 900 Third Avenue New York NY NEW YORK 10022 Executive Officer Isaac Souede, CEO of Permal Asset Management Inc., Managing Member of Permal GP LLC, General Partner of the Issuer. James Hodge c/o Permal Asset Management Inc. 900 Third Avenue New York NY NEW YORK 10022 Executive Officer James Hodge, President of Permal Asset Management Inc., Managing Member of Permal GP LLC, General Partner of the Issuer. Robert Kaplan c/o Permal Asset Management Inc. 900 Third Avenue New York NY NEW YORK 10022 Executive Officer Robert Kaplan, CIO of Permal Asset Management Inc., Managing Member of Permal GP LLC, General Partner of the Issuer. Judy Tchou c/o Permal Asset Management Inc. 900 Third Avenue New York NY NEW YORK 10022 Executive Officer Judy Tchou, EVP of Permal Asset Management Inc., Managing Member of Permal GP LLC, General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Over $100,000,000 06 3C 3C.7 true 0001232116-12-000002 2003-01-10 true true false 1000000 C. P. Eaton and Associates 31170 None None c/o C. P. Eaton Partners LLC 131 Rowayton Ave Rowayton CT CONNECTICUT 06853 All States false Legg Mason Investor Services, LLC 109064 None None 100 INTERNATIONAL DRIVE Baltimore MD MARYLAND 21202 All States false Credit Suisse First Boston LLC 15654 None None Eleven Madison Ave New York NY NEW YORK 10010-3629 All States false HSBC Bank USA, National Association 19585 None None Private Bank 452 Fifth Ave, 6th Fl New York NY NEW YORK 10018 All States false Citigroup Global Markets Inc None Affiliate of Citigroup is CITI DISTRIBUTION SERVICES INC 29244 485 Lexington Ave New York NY NEW YORK 10017 All States false Maybridge Partners Inc None None None 4 Maybridge Belvedere CA CALIFORNIA 94920 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Delta National Bank and Trust Company None None None 650 Fifth Avenue 26th Floor New York NY NEW YORK 10019 NY NEW YORK false Indefinite 108391316 Indefinite false 214 7984000 true 0 0 true false PERMAL INVESTMENT PARTNERS, L.P. /s/ Karen Hager Karen Hager Authorized Signatory 2013-03-14