0001567619-21-017872.txt : 20211005 0001567619-21-017872.hdr.sgml : 20211005 20211005092609 ACCESSION NUMBER: 0001567619-21-017872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERSCHER PENNY CENTRAL INDEX KEY: 0001232019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38102 FILM NUMBER: 211305308 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART Global Holdings, Inc. CENTRAL INDEX KEY: 0001616533 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 981013909 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 BUSINESS PHONE: (510) 623-1231 MAIL ADDRESS: STREET 1: 39870 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4809 4 1 doc1.xml FORM 4 X0306 4 2021-10-01 0 0001616533 SMART Global Holdings, Inc. SGH 0001232019 HERSCHER PENNY C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE NEWARK CA 95134 1 0 0 0 Ordinary Shares 2021-10-01 4 A 0 3820 0 A 3820 D Represents a restricted stock unit award that is scheduled to vest as to 2,696 units on October 1, 2022 and as to the remainder of the award on January 31, 2023. /s/ Anne Kuykendall as attorney-in-fact for Penny Herscher 2021-10-04