0001420506-22-001143.txt : 20220527 0001420506-22-001143.hdr.sgml : 20220527 20220527163430 ACCESSION NUMBER: 0001420506-22-001143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220525 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON B KRISTINE CENTRAL INDEX KEY: 0001231984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34822 FILM NUMBER: 22978249 MAIL ADDRESS: STREET 1: 366 FERNDALE RD S CITY: WAYZATA STATE: MN ZIP: 55391 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearPoint Neuro, Inc. CENTRAL INDEX KEY: 0001285550 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582394628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 BUSINESS PHONE: 9499006833 MAIL ADDRESS: STREET 1: 120 S. SIERRA AVENUE STREET 2: SUITE 100 CITY: SOLANA BEACH STATE: CA ZIP: 92075 FORMER COMPANY: FORMER CONFORMED NAME: MRI INTERVENTIONS, INC. DATE OF NAME CHANGE: 20110714 FORMER COMPANY: FORMER CONFORMED NAME: SURGIVISION INC DATE OF NAME CHANGE: 20091106 FORMER COMPANY: FORMER CONFORMED NAME: SURGI VISION INC DATE OF NAME CHANGE: 20040331 4 1 doc4_1010.xml PRIMARY DOCUMENT X0306 4 2022-05-25 0 0001285550 ClearPoint Neuro, Inc. CLPT 0001231984 JOHNSON B KRISTINE C/O CLEARPOINT NEURO, INC. 120 S. SIERRA AVE., SUITE 100 SOLANA BEACH CA 92075 1 0 0 0 Common Stock 2022-05-25 4 A 0 9269 0 A 19413 D Stock Options (right to buy) 9.71 2022-05-25 4 A 0 6179 0 A 2032-05-25 Common Stock 6179 6179 D The shares are restricted stock and will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders. The shares subject to this option will vest in full on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2023 annual meeting of stockholders. Richard F. Mattern, by Power of Attorney for B. Kristine Johnson 2022-05-27