0001104659-17-071475.txt : 20171201 0001104659-17-071475.hdr.sgml : 20171201 20171201202600 ACCESSION NUMBER: 0001104659-17-071475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170809 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANCHEZ ANTONIO R III CENTRAL INDEX KEY: 0001231922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33147 FILM NUMBER: 171235316 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sanchez Midstream Partners LP CENTRAL INDEX KEY: 0001362705 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 113742489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 756-2775 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 3000 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Sanchez Production Partners LP DATE OF NAME CHANGE: 20150306 FORMER COMPANY: FORMER CONFORMED NAME: Sanchez Production Partners LLC DATE OF NAME CHANGE: 20141006 FORMER COMPANY: FORMER CONFORMED NAME: Constellation Energy Partners LLC DATE OF NAME CHANGE: 20060808 4 1 a4.xml 4 X0306 4 2017-08-09 0 0001362705 Sanchez Midstream Partners LP SNMP 0001231922 SANCHEZ ANTONIO R III 1000 MAIN STREET, SUITE 3000 HOUSTON TX 77002 1 0 0 0 Common Units 2017-08-09 4 A 0 170497 11.99 A 170497 I By SP Holdings, LLC Common Units 2017-08-09 4 J 0 170497 0 D 0 I By SP Holdings, LLC Common Units 335772 D Common Units 35320 I By Sanchez Oil & Gas Corporation Represents a distribution to SP Holdings, LLC ("SP Holdings") of 170,497 Issuer common units pursuant to the Amended and Restated Shared Services Agreement, dated March 6, 2015, by and between Issuer and SP Holdings (the "Shared Services Agreement"), and a concurrent distribution by SP Holdings of all 170,497 Issuer common units to its sole member, SP Capital Holdings, LLC ("SP Capital"), for no consideration. Concurrently with such aforementioned distributions, SP Capital distributed (i) 157,710 common units to its members on a pro rata basis and for no consideration (including the 41,005 common units distributed to Reporting Person) and (ii) the remaining 12,787 common units to one individual, cumulatively resulting in exempt distributions under Rule 16a-9 and/or Rule 16a-13 of 170,497 Issuer common units to SP Capital, 157,710 common units to the members of SP Capital (including Reporting Person) and 12,787 common units to one individual. These Issuer common units were owned directly by SP Holdings. SP Holdings is owned and controlled by its sole member, SP Capital. SP Capital is managed by Reporting Person and other members of the Sanchez family. Reporting Person may be deemed to share voting and dispositive power over the securities controlled by SP Capital. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose. The number of common units reported in Column 5 is the number of common units beneficially owned by Reporting Person as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein. The number of common units reported in Column 5 of Forms 4 filed by Reporting Person after the date of the transaction reported herein and prior to the filing of this Form 4 did not include the common units acquired by Reporting Person and reported in this Form 4. These securities are owned directly by Sanchez Oil & Gas Corporation ("SOG"). SOG is managed by Reporting Person and other members of the Sanchez family. Reporting Person shares voting and dispositive power over the securities controlled by SOG. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose. /s/ Alfredo Gutierrez, Attorney-in-Fact 2017-12-01