0000899243-21-020431.txt : 20210524 0000899243-21-020431.hdr.sgml : 20210524 20210524160513 ACCESSION NUMBER: 0000899243-21-020431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KURTZ WILLIAM CENTRAL INDEX KEY: 0001231740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38937 FILM NUMBER: 21954830 MAIL ADDRESS: STREET 1: NOVELLUS SYSTEMS, INC. STREET 2: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aterian, Inc. CENTRAL INDEX KEY: 0001757715 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 831739858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: (347)676-1681 MAIL ADDRESS: STREET 1: 37 EAST 18TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: Mohawk Group Holdings, Inc. DATE OF NAME CHANGE: 20181031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-20 0 0001757715 Aterian, Inc. ATER 0001231740 KURTZ WILLIAM C/O ATERIAN, INC. 37 EAST 18TH STREET, 7TH FLOOR NEW YORK NY 10003 1 0 0 0 Common Stock 2021-05-20 4 P 0 1450 16.8034 A 51863 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.49 to $17.26, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein in this footnote. /s/ Joseph Risico, as attorney-in-fact for William Kurtz 2021-05-21