0001104659-22-073537.txt : 20220622 0001104659-22-073537.hdr.sgml : 20220622 20220622163456 ACCESSION NUMBER: 0001104659-22-073537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220617 FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEFFS ROGER CENTRAL INDEX KEY: 0001231615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 221032474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2219055-9_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-17 0 0001819576 Liquidia Corp LQDA 0001231615 JEFFS ROGER 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 1 1 0 0 Chief Executive Officer Non-Qualified Stock Option (right to buy) 4.86 2022-06-17 4 A 0 931475 0 A 2026-01-03 2032-06-17 Common Stock 931475 931475 D 25% of the grant will become vested and exercisable or settled, as applicable, on January 3, 2023, and the balance will become vested and exercisable or settled, as applicable, in equal monthly installments over the following thirty-six (36) months. /s/ Roger A. Jeffs, Ph.D. 2022-06-22