0001475620-12-000042.txt : 20121120
0001475620-12-000042.hdr.sgml : 20121120
20121120193222
ACCESSION NUMBER: 0001475620-12-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121116
FILED AS OF DATE: 20121120
DATE AS OF CHANGE: 20121120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLISTINA TERRY
CENTRAL INDEX KEY: 0001231601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 121219323
MAIL ADDRESS:
STREET 1: 5980 MIAMI LAKES DRIVE
CITY: MIAMI LAKES
STATE: FL
ZIP: 33014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 601 RAYOVAC DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: 601 RAYOVAC DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-16
0001487730
Spectrum Brands Holdings, Inc.
SPB
0001231601
POLISTINA TERRY
C/O SPECTRUM BRANDS HOLDINGS, INC.
601 RAYOVAC DRIVE
MADISON
WI
53711
1
1
0
0
President, Global Appliances
Common Stock
2012-11-16
4
M
0
18518
A
177718
D
Common Stock
2012-11-16
4
F
0
6049
44.49
D
171669
D
Common Stock
2012-11-16
4
M
0
44444
A
216113
D
Common Stock
2012-11-16
4
F
0
16200
44.49
D
199913
D
Common Stock
2012-11-16
4
M
0
14815
A
214728
D
Common Stock
2012-11-16
4
F
0
5401
44.49
D
209327
D
Performance Rights
2012-11-16
4
M
0
18518
D
2013-09-30
Common Stock
18518
18518
D
Performance Rights
2012-11-16
4
M
0
44444
D
2013-09-30
Common Stock
44444
44444
D
Performance Rights
2012-11-16
4
M
0
14815
D
2013-09-30
Common Stock
14815
14815
D
50% of the performance rights granted on November 15, 2010 under the Issuer's 2011 Two-Year Equity Award Plan vested on November 16, 2012 and such performance rights settled for 18,518 shares of the Issuer's common stock (the "Two-Year Award"). In addition, an amount equal to the Two-Year Award will vest on September 30, 2013, if Mr. Polistina is employed by the Issuer on such date.
Represents 6,049 shares of Issuer's common stock automatically withheld to satisfy Mr. Polistina's tax withholding obligation upon the vesting of performance rights representing 18,518 shares.
50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Award Plan vested on November 16, 2012 and such performance rights settled for 44,444 shares of the Issuer's common stock (the "2012 Award"). In addition, an amount equal to the 2012 Award will vest on September 30, 2013, if Mr. Polistina is employed by the Issuer on such date.
Represents 16,200 shares of Issuer's common stock automatically withheld to satisfy Mr. Polistina's tax withholding obligation upon the vesting of performance rights representing 44,444 shares.
50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Award Plan for exceeding performance targets vested on November 16, 2012 and such performance rights settled for 14,815 shares of the Issuer's common stock. In addition, an amount equal to the settlement will vest on September 30, 2013, if Mr. Polistina is employed by the Issuer on such date.
Represents 5,401 shares of Issuer's common stock automatically withheld to satisfy Mr. Polistina's tax withholding obligation upon the vesting of performance rights representing 14,815 shares.
/s/ Nathan E. Faegre, attorney-in-fact
2012-11-20